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Principal Financial Group

441 hedge funds and large institutions have $9.44B invested in Principal Financial Group in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 181 increasing their positions, 135 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more call options, than puts

Call options by funds: $17.8M | Put options by funds: $5.61M

34% more repeat investments, than reductions

Existing positions increased: 181 | Existing positions reduced: 135

19% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 36

1% more funds holding

Funds holding: 436441 (+5)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.37% less ownership

Funds ownership: 68.14%67.77% (-0.37%)

8% less capital invested

Capital invested by funds: $10.3B → $9.44B (-$839M)

Holders
441
Holders Change
+5
Holders Change %
+1.15%
% of All Funds
12.31%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
43
Increased
181
Reduced
135
Closed
36
Calls
$17.8M
Puts
$5.61M
Net Calls
+$12.2M
Net Calls Change
-$923K
Name Holding Trade Value Shares
Change
Change in
Stake
SMDAM
226
Sumitomo Mitsui DS Asset Management
Japan
$1.04M -$27.8K -537 -2%
CIBC World Market
227
CIBC World Market
Ontario, Canada
$1.03M -$18.9K -365 -2%
Janney Montgomery Scott
228
Janney Montgomery Scott
Pennsylvania
$1.02M +$264K +5,097 +31%
SP
229
Sarasin & Partners
United Kingdom
$985K -$557K -10,746 -34%
DL
230
Delta Lloyd
Netherlands
$980K
GCP
231
GSA Capital Partners
United Kingdom
$951K +$250K +4,830 +32%
Fisher Asset Management
232
Fisher Asset Management
Washington
$948K +$1.04M +20,025 New
DC
233
Deere & Company
Illinois
$947K
LSERS
234
Louisiana State Employees Retirement System
Louisiana
$947K
Citigroup
235
Citigroup
New York
$944K -$835K -16,105 -45%
Stifel Financial
236
Stifel Financial
Missouri
$926K -$155K -3,000 -13%
OI
237
Oakbrook Investments
Illinois
$902K +$987K +19,050 New
CPIM
238
Columbia Partners Investment Management
Virginia
$897K +$580K +11,198 +144%
Natixis Advisors
239
Natixis Advisors
Massachusetts
$892K +$976K +18,834 New
KRS
240
Kentucky Retirement Systems
Kentucky
$890K +$16.4K +317 +2%
TG
241
TCW Group
California
$888K +$2.59K +50 +0.3%
PAM
242
Princeton Alpha Management
New Jersey
$859K -$558K -10,769 -37%
AC
243
Allstate Corporation
Illinois
$854K -$1.05M -20,355 -53%
SG Americas Securities
244
SG Americas Securities
New York
$845K -$418K -8,072 -31%
COPPSERS
245
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$834K -$682K -13,162 -43%
JG
246
Jefferies Group
New York
$831K +$858K +16,565 +1,680%
LTFS
247
Ladenburg Thalmann Financial Services
Florida
$830K +$108K +2,080 +13%
AG
248
Algert Global
California
$821K +$899K +17,340 New
DekaBank Deutsche Girozentrale
249
DekaBank Deutsche Girozentrale
Germany
$794K +$512K +9,887 +146%
BC
250
Banced Corp
Illinois
$756K -$45.1K -870 -5%

PFG Hedge Fund Activity: Q3 2015 in Review

441 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2015, worth a combined $9.44B — down 8.2% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PFG positions and 36 closed out — a net gain of 7 holders — while 181 added to existing stakes and 135 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $80.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $76.9M sold.

  • 441 institutional investors held Principal Financial Group (PFG) as of Q3 2015, up from 436 in Q2 2015.
  • Funds reported $9.44B of Principal Financial Group stock for Q3 2015, down 8.2% quarter-over-quarter.
  • 43 funds opened new Principal Financial Group positions in Q3 2015 and 36 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2015 was Wellington Management Group, an estimated $80.7M added.
  • The largest Principal Financial Group seller in Q3 2015 was Citadel Advisors, an estimated $76.9M sold.

Based on aggregated 13F filings for Q3 2015.