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Principal Financial Group

414 hedge funds and large institutions have $10.3B invested in Principal Financial Group in 2015 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 148 increasing their positions, 149 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more call options, than puts

Call options by funds: $7.94M | Put options by funds: $3.47M

0.7% more ownership

Funds ownership: 67.82%68.52% (+0.7%)

0% more capital invested

Capital invested by funds: $10.3B → $10.3B (+$20.7M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

1% less repeat investments, than reductions

Existing positions increased: 148 | Existing positions reduced: 149

4% less funds holding

Funds holding: 431414 (-17)

22% less first-time investments, than exits

New positions opened: 35 | Existing positions closed: 45

Holders
414
Holders Change
-17
Holders Change %
-3.94%
% of All Funds
11.03%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
35
Increased
148
Reduced
149
Closed
45
Calls
$7.94M
Puts
$3.47M
Net Calls
+$4.47M
Net Calls Change
+$3.71M
Name Holding Trade Value Shares
Change
Change in
Stake
LSERS
226
Louisiana State Employees Retirement System
Louisiana
$1.01M -$45.2K -900 -4%
NIT
227
NumerixS Investment Technologies
British Columbia, Canada
$1.01M +$774K +15,400 +367%
GCP
228
GSA Capital Partners
United Kingdom
$981K +$58.3K +1,160 +6%
BF
229
BOK Financial
Oklahoma
$976K +$194K +3,861 +26%
CIBC World Market
230
CIBC World Market
Ontario, Canada
$970K +$55.6K +1,107 +6%
KRS
231
Kentucky Retirement Systems
Kentucky
$946K -$95.1K -1,892 -9%
SIM
232
Sentry Investment Management
Wisconsin
$913K +$251K +5,000 +39%
TI
233
Trexquant Investment
Connecticut
$873K +$106K +2,100 +14%
BC
234
Banced Corp
Illinois
$865K +$846K +16,845 New
Rafferty Asset Management
235
Rafferty Asset Management
New York
$864K +$408K +8,111 +93%
Janney Montgomery Scott
236
Janney Montgomery Scott
Pennsylvania
$815K +$466K +9,276 +141%
CPIM
237
Columbia Partners Investment Management
Virginia
$794K -$180K -3,590 -19%
TFA
238
Transamerica Financial Advisors
Florida
$772K +$139K +2,771 +23%
EAM
239
EULAV Asset Management
Florida
$771K
Envestnet Asset Management
240
Envestnet Asset Management
Illinois
$733K +$578K +11,512 +418%
TMAM
241
Tokio Marine Asset Management
Japan
$704K -$35.1K -699 -5%
SFP
242
Santa Fe Partners
New Mexico
$687K -$1.07M -21,248 -61%
IIM
243
Intact Investment Management
Quebec, Canada
$677K +$663K +13,200 New
AAM
244
Advisors Asset Management
Colorado
$675K -$155K -3,085 -19%
LTFS
245
Ladenburg Thalmann Financial Services
Florida
$672K +$306K +6,095 +87%
DnB Asset Management
246
DnB Asset Management
Norway
$648K -$382K -7,600 -38%
V
247
Veritable
Delaware
$644K +$17.7K +352 +3%
SIG
248
Schooner Investment Group
Pennsylvania
$638K -$628K -12,500 -50%
CAM
249
Carret Asset Management
New York
$629K -$25.1K -500 -4%
CCM
250
Corsair Capital Management
New York
$622K -$741K -14,752 -55%

PFG Hedge Fund Activity: Q1 2015 in Review

414 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2015, worth a combined $10.3B — up 0.2% from $10.3B a quarter earlier.

Sellers outnumbered buyers: 45 funds closed out of PFG and 35 opened new positions — a net loss of 10 holders — while 149 trimmed existing stakes and 148 added.

The largest buyer was Fidelity Investments, adding an estimated $74.7M. The largest seller was 1832 Asset Management, cutting an estimated $66.2M.

  • 414 institutional investors held Principal Financial Group (PFG) as of Q1 2015, down from 431 in Q4 2014.
  • Funds reported $10.3B of Principal Financial Group stock for Q1 2015, up 0.2% quarter-over-quarter.
  • 35 funds opened new Principal Financial Group positions in Q1 2015 and 45 closed out, a net change of -10 holders.
  • The largest Principal Financial Group buyer in Q1 2015 was Fidelity Investments, an estimated $74.7M added.
  • The largest Principal Financial Group seller in Q1 2015 was 1832 Asset Management, an estimated $66.2M sold.

Based on aggregated 13F filings for Q1 2015.