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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CFG
26
Cooper Financial Group
California
$135K -$60.2K -6,400 -32%
Wealth Enhancement Advisory Services
27
Wealth Enhancement Advisory Services
Minnesota
$109K +$7.64K +813 +8%
RL
28
RPO LLC
Connecticut
$108K +$103K +10,912 New
MFA
29
McClarren Financial Advisors
Pennsylvania
$95K +$1.6K +170 +2%
Comerica Bank
30
Comerica Bank
Texas
$73.9K +$48.8K +5,191 +227%
PFA
31
Pathway Financial Advisers
Indiana
$37.2K
Northwestern Mutual Wealth Management
32
Northwestern Mutual Wealth Management
Wisconsin
$24.6K +$404 +43 +2%
JP Morgan Chase
33
JP Morgan Chase
New York
$16K +$15.3K +1,624 New
GWSG
34
GPS Wealth Strategies Group
Colorado
$12.3K
ASN
35
Advisory Services Network
Georgia
$11.6K +$11K +1,171 New
PS
36
Principal Securities
Iowa
$10.3K +$9.78K +1,040 New
WWM
37
Wolff Wiese Magana
California
$9.84K
SPIA
38
Steward Partners Investment Advisory
New York
$7.41K
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$6.84K +$6.5K +692 New
GWM
40
Geneos Wealth Management
Colorado
$3.56K
US Bancorp
41
US Bancorp
Minnesota
$2.96K
BTI
42
Blue Trust Inc
Georgia
$2K
CIA
43
Cape Investment Advisory
Georgia
$1.98K
Baird Financial Group
44
Baird Financial Group
Wisconsin
-$397K -43,444 Closed
NA
45
NewEdge Advisors
Louisiana
-$120K -13,100 Closed
HF
46
HRT Financial
New York
-$110K -12,100 Closed
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
-$101K -11,094 Closed
WWP
48
WR Wealth Planners
Missouri
-$2.66K -291 Closed
TRCT
49
Tower Research Capital (TRC)
New York
-$685 -75 Closed
Fidelity Investments
50
Fidelity Investments
Massachusetts
-$9 -1 Closed