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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
26
Cetera Investment Advisers
Illinois
$110K +$1.75K +150 +1%
MFA
27
McClarren Financial Advisors
Pennsylvania
$97K +$1.61K +138 +2%
SIA
28
Sit Investment Associates
Minnesota
$81K +$89.2K +7,622 New
Bank of America
29
Bank of America
North Carolina
$67K -$520K -44,447 -88%
PFA
30
Pathway Financial Advisers
Indiana
$39.9K
IA
31
IFP Advisors
Florida
$27K +$23.4K +2,000 New
Northwestern Mutual Wealth Management
32
Northwestern Mutual Wealth Management
Wisconsin
$25.1K +$421 +36 +2%
ASN
33
Advisory Services Network
Georgia
$21.7K
GWSG
34
GPS Wealth Strategies Group
Colorado
$13.3K +$14.6K +1,250 New
WWM
35
Wolff Wiese Magana
California
$10.6K
GWM
36
Geneos Wealth Management
Colorado
$3.82K
US Bancorp
37
US Bancorp
Minnesota
$3.18K
WWP
38
WR Wealth Planners
Missouri
$3.09K +$3.4K +291 New
CIA
39
Cape Investment Advisory
Georgia
$2.12K +$2.34K +200 New
BTI
40
Blue Trust Inc
Georgia
$2K
RCM
41
Robinson Capital Management
Michigan
-$263K -23,283 Closed
CW
42
CreativeOne Wealth
Kansas
-$207K -18,600 Closed
Rockefeller Capital Management
43
Rockefeller Capital Management
New York
-$33K -3,000 Closed
UB
44
UMB Bank
Missouri
-$11K -1,000 Closed
BAM
45
Belpointe Asset Management
Nevada
-$5.55K -500 Closed
FCA
46
Fortis Capital Advisors
Kansas
-$5.55K -500 Closed
WAM
47
Wolverine Asset Management
Illinois
-$2.31K -208 Closed