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PFD

Flaherty & Crumrine Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$145K +$18.4K +1,680 +15%
Cetera Investment Advisers
27
Cetera Investment Advisers
Illinois
$113K
MFA
28
McClarren Financial Advisors
Pennsylvania
$100K +$1.71K +156 +2%
PFA
29
Pathway Financial Advisers
Indiana
$41.8K +$41.2K +3,761 New
Rockefeller Capital Management
30
Rockefeller Capital Management
New York
$33K
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$25.9K +$13.4K +1,219 +110%
ASN
32
Advisory Services Network
Georgia
$22.7K +$22.4K +2,042 New
WWM
33
Wolff Wiese Magana
California
$11.1K
UB
34
UMB Bank
Missouri
$11K -$11K -1,000 -50%
BAM
35
Belpointe Asset Management
Nevada
$5.55K +$5.48K +500 New
FCA
36
Fortis Capital Advisors
Kansas
$5.55K +$5.48K +500 New
GWM
37
Geneos Wealth Management
Colorado
$4K
US Bancorp
38
US Bancorp
Minnesota
$3.33K
CA
39
CoreCap Advisors
Michigan
$2.78K +$2.74K +250 New
WAM
40
Wolverine Asset Management
Illinois
$2.31K -$41.5K -3,782 -95%
BTI
41
Blue Trust Inc
Georgia
$2K
GC
42
Guggenheim Capital
Illinois
-$151K -14,250 Closed
Creative Planning
43
Creative Planning
Kansas
-$107K -10,082 Closed
WWM
44
Western Wealth Management
Colorado
-$105K -10,000 Closed
Carson Wealth (CWM LLC)
45
Carson Wealth (CWM LLC)
Nebraska
-$14K -1,290 Closed
GWSG
46
GPS Wealth Strategies Group
Colorado
-$13K -1,250 Closed