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NPTN

NEOPHOTONICS CORP

Delisted

NPTN was delisted on the 2nd of August, 2022.

140 hedge funds and large institutions have $256M invested in NEOPHOTONICS CORP in 2020 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 47 increasing their positions, 54 reducing their positions, and 42 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

13% less repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 54

14% less funds holding

Funds holding: 163140 (-23)

20% less call options, than puts

Call options by funds: $703K | Put options by funds: $875K

35% less capital invested

Capital invested by funds: $395M → $256M (-$139M)

52% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 42

Holders
140
Holders Change
-23
Holders Change %
-14.11%
% of All Funds
2.82%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
20
Increased
47
Reduced
54
Closed
42
Calls
$703K
Puts
$875K
Net Calls
-$172K
Net Calls Change
+$343K
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
126
Prelude Capital Management
New York
$14K +$3.05K +400 +21%
BG
127
Bollard Group
Massachusetts
$12K
NFG
128
Next Financial Group
Texas
$12K +$15.3K +2,000 New
PHK
129
Point72 Hong Kong
Hong Kong
$10K +$12.7K +1,661 New
US Bancorp
130
US Bancorp
Minnesota
$9K +$11.4K +1,499 New
ASN
131
Advisory Services Network
Georgia
$8K +$10.3K +1,348 New
GWM
132
Geneos Wealth Management
Colorado
$7K
SFS
133
Sowell Financial Services
Arkansas
$5K +$2.67K +350 +80%
OSAM
134
O'Shaughnessy Asset Management
Connecticut
$4K +$4.74K +621 New
Royal Bank of Canada
135
Royal Bank of Canada
Ontario, Canada
$2K -$2.67K -350 -58%
SSB
136
Sandy Spring Bank
Maryland
$1K +$763 +100 +100%
WEC
137
Winslow Evans & Crocker
Massachusetts
$1K +$916 +120 New
RA
138
Royce & Associates
New York
-$5.09M -573,741 Closed
Millennium Management
139
Millennium Management
New York
-$2.12M -239,098 Closed
PP
140
PDT Partners
New York
-$1.36M -153,160 Closed
ECM
141
ExodusPoint Capital Management
New York
-$970K -109,193 Closed
Man Group
142
Man Group
United Kingdom
-$628K -70,700 Closed
GGHC
143
Gilder Gagnon Howe & Co
New York
-$604K -67,979 Closed
WAM
144
Wakefield Asset Management
Colorado
-$541K -60,894 Closed
DTL
145
Dynamic Technology Lab
Singapore
-$459K -51,696 Closed
CANY
146
Caxton Associates (New York)
New York
-$448K -50,503 Closed
Qube Research & Technologies (QRT)
147
Qube Research & Technologies (QRT)
United Kingdom
-$416K -46,819 Closed
AL
148
AJO LP
Pennsylvania
-$391K -44,094 Closed
PP
149
Paloma Partners
Connecticut
-$391K -43,978 Closed
AW
150
Alpha Windward
Massachusetts
-$384K -43,200 Closed

NPTN Hedge Fund Activity: Q3 2020 in Review

140 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q3 2020, worth a combined $256M — down 35% from $395M a quarter earlier.

Sellers outnumbered buyers: 42 funds closed out of NPTN and 20 opened new positions — a net loss of 22 holders — while 54 trimmed existing stakes and 47 added.

The largest buyer was JP Morgan Chase, adding an estimated $6.92M. The largest seller was Russell Investments Group, cutting an estimated $11.2M.

  • 140 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q3 2020, down from 163 in Q2 2020.
  • Funds reported $256M of NEOPHOTONICS CORP stock for Q3 2020, down 35% quarter-over-quarter.
  • 20 funds opened new NEOPHOTONICS CORP positions in Q3 2020 and 42 closed out, a net change of -22 holders.
  • The largest NEOPHOTONICS CORP buyer in Q3 2020 was JP Morgan Chase, an estimated $6.92M added.
  • The largest NEOPHOTONICS CORP seller in Q3 2020 was Russell Investments Group, an estimated $11.2M sold.

Based on aggregated 13F filings for Q3 2020.