O'Shaughnessy Asset Management’s NEOPHOTONICS CORP NPTN Stock Holding History

O'Shaughnessy Asset Management’s Portfolio NPTN Stock Details NPTN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-9,792	Closed	-$100K	–	2911
2021 Q2	$100K	Sell	9,792 -358	-4%	-$3.78K	﹤0.01%	1302
2021 Q1	$121K	Buy	10,150 +9,736	+2,352%	+$110K	﹤0.01%	1114
2020 Q4	$4K	Sell	414 -207	-33%	-$1.6K	﹤0.01%	1752
2020 Q3	$4K	Buy	+621	New	+$4.74K	﹤0.01%	1541

Other funds holding NPTN

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

PCMI

Paradigm Capital Management Inc Albany, New York $2.61B AUM 78.58% 1-Year Est. Return

Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

O'Shaughnessy Asset Management's NPTN Position: Q3 2021 in Review

O'Shaughnessy Asset Management sold out of NEOPHOTONICS CORP (NPTN) in Q3 2021, closing a stake of 9,792 shares — an estimated $100K sold.

O'Shaughnessy Asset Management first reported a position in NPTN in Q3 2020 and held it in 4 quarters. The position peaked at $121K in Q1 2021. 124 funds tracked by Wall St. Rank hold NPTN as of Q3 2021.

O'Shaughnessy Asset Management reported no remaining NEOPHOTONICS CORP position as of Q3 2021 after selling out during the quarter.
O'Shaughnessy Asset Management sold 9,792 NEOPHOTONICS CORP shares in Q3 2021, an estimated $100K.
O'Shaughnessy Asset Management first reported a position in NEOPHOTONICS CORP in Q3 2020 and held it in 4 quarters.
O'Shaughnessy Asset Management's NEOPHOTONICS CORP position peaked at $121K in Q1 2021.
124 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q3 2021.

Based on O'Shaughnessy Asset Management's 13F filing for Q3 2021, filed 10 Nov 2021.