Paloma Partners’s NEOPHOTONICS CORP NPTN Stock Holding History

Paloma Partners’s Portfolio NPTN Stock Details NPTN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-43,978	Closed	-$391K	–	2625
2020 Q2	$391K	Buy	43,978 +21,264	+94%	+$183K	0.01%	1345
2020 Q1	$165K	Sell	22,714 -8,111	-26%	-$60.1K	0.01%	944
2019 Q4	$272K	Buy	30,825 +18,259	+145%	+$137K	﹤0.01%	1815
2019 Q3	$77K	Buy	+12,566	New	+$70.6K	﹤0.01%	1858
2019 Q2	–	Sell	-21,621	Closed	-$136K	–	2303
2019 Q1	$136K	Buy	21,621 +3,860	+22%	+$27K	﹤0.01%	1567
2018 Q4	$115K	Buy	+17,761	New	+$136K	﹤0.01%	1108
2018 Q3	–	Sell	-14,561	Closed	-$91K	–	2058
2018 Q2	$91K	Buy	+14,561	New	+$92.6K	﹤0.01%	1541
2017 Q3	–	Sell	-17,223	Closed	-$132K	–	2560
2017 Q2	$132K	Buy	17,223 +5,792	+51%	+$48.9K	﹤0.01%	2054
2017 Q1	$103K	Buy	+11,431	New	+$119K	﹤0.01%	1905
2016 Q3	–	Sell	-12,979	Closed	-$124K	–	2221
2016 Q2	$124K	Buy	+12,979	New	+$141K	﹤0.01%	2055
2014 Q3	–	Sell	-86,915	Closed	-$362K	–	1376
2014 Q2	$362K	Buy	+86,915	New	+$460K	0.01%	733
2013 Q4	–	Sell	-25,000	Closed	-$185K	–	1234
2013 Q3	$185K	Buy	+25,000	New	+$195K	0.01%	760

Other funds holding NPTN

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

PCMI

Paradigm Capital Management Inc Albany, New York $2.61B AUM 78.58% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

MCM

Masters Capital Management Atlanta, Georgia $3.03B AUM 57.21% 1-Year Est. Return

Paloma Partners's NPTN Position: Q3 2020 in Review

Paloma Partners sold out of NEOPHOTONICS CORP (NPTN) in Q3 2020, closing a stake of 43,978 shares — an estimated $391K sold.

Paloma Partners first reported a position in NPTN in Q3 2013 and held it in 12 quarters. The position peaked at $391K in Q2 2020. 140 funds tracked by Wall St. Rank hold NPTN as of Q3 2020.

Paloma Partners reported no remaining NEOPHOTONICS CORP position as of Q3 2020 after selling out during the quarter.
Paloma Partners sold 43,978 NEOPHOTONICS CORP shares in Q3 2020, an estimated $391K.
Paloma Partners first reported a position in NEOPHOTONICS CORP in Q3 2013 and held it in 12 quarters.
Paloma Partners's NEOPHOTONICS CORP position peaked at $391K in Q2 2020.
140 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q3 2020.

Based on Paloma Partners's 13F filing for Q3 2020, filed 16 Nov 2020.