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NPTN

NEOPHOTONICS CORP
NPTN

Delisted

NPTN was delisted on the 2nd of August, 2022.

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127 hedge funds and large institutions have $399M invested in NEOPHOTONICS CORP in 2016 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 51 increasing their positions, 43 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,408% more call options, than puts

Call options by funds: $6.5M | Put options by funds: $431K

19% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 43

14% less funds holding

Funds holding: 147 → 127 (-20)

20% less funds holding in top 10

Funds holding in top 10: 5 → 4 (-1)

28% less capital invested

Capital invested by funds: $551M → $399M (-$152M)

42% less first-time investments, than exits

New positions opened: 22 | Existing positions closed: 38

Holders
127
Holders Change
-20
Holders Change %
-13.61%
% of All Funds
3.17%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.1%
New
22
Increased
51
Reduced
43
Closed
38
Calls
$6.5M
Puts
$431K
Net Calls
+$6.07M
Net Calls Change
+$7.84M

Top Buyers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
+$13.1M
2
PCMI
Paradigm Capital Management Inc
New York
+$10.2M
3
VOYA Investment Management
VOYA Investment Management
Georgia
+$10.1M
4
QAM
Quentec Asset Management
New York
+$7.79M
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$6.36M

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$8.36M
2
Millennium Management
Millennium Management
New York
-$7.85M
3
DCM
Driehaus Capital Management
Illinois
-$7.78M
4
MPA
Marvin & Palmer Associates
Delaware
-$5.05M
5
TCM
Timpani Capital Management
Wisconsin
-$4.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
CCPM
26
Cooper Creek Partners Management
New York
$3.05M +$3.77M +282,417 New
QI
27
QS Investors
New York
$2.73M -$937K -70,299 -22%
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$2.67M -$623K -46,705 -18%
ACM
29
Argent Capital Management
Missouri
$2.63M +$236K +17,675 +8%
Invesco
30
Invesco
Georgia
$2.62M +$2.28M +171,015 +239%
ARM
31
Adirondack Research & Management
New York
$2.58M – – –
New York State Common Retirement Fund
32
New York State Common Retirement Fund
New York
$2.44M +$653K +48,990 +28%
SFM
33
Systematic Financial Management
New Jersey
$2.26M +$451K +33,810 +19%
Citadel Advisors
34
Citadel Advisors
Florida
$2.21M +$88.6K +6,648 +3%
Morgan Stanley
35
Morgan Stanley
New York
$2.21M +$870K +65,215 +47%
Prudential Financial
36
Prudential Financial
New Jersey
$1.98M +$2.44M +182,760 New
Fisher Asset Management
37
Fisher Asset Management
Washington
$1.84M -$547K -41,034 -19%
HIM
38
Herald Investment Management
United Kingdom
$1.51M +$533K +40,000 +40%
GC
39
Guggenheim Capital
Illinois
$1.45M +$457K +34,262 +34%
JP Morgan Chase
40
JP Morgan Chase
New York
$1.42M -$17.6K -1,320 -1%
WPC
41
White Pine Capital
Minnesota
$1.42M +$413K +30,950 +31%
BIM
42
BlackRock Investment Management
Delaware
$1.4M -$31K -2,323 -2%
TCIM
43
TIAA CREF Investment Management
New York
$1.36M -$622K -46,618 -27%
Bank of America
44
Bank of America
North Carolina
$1.34M +$143K +10,743 +9%
Bank of New York Mellon
45
Bank of New York Mellon
New York
$1.31M -$521K -39,106 -24%
Bank of Nova Scotia
46
Bank of Nova Scotia
Ontario, Canada
$1.23M +$1.52M +113,660 New
WSA
47
Wall Street Associates
California
$1.21M -$873K -65,500 -37%
SSA
48
Schonfeld Strategic Advisors
New York
$1.17M -$154K -11,566 -10%
Charles Schwab
49
Charles Schwab
California
$1.16M +$78K +5,852 +6%
Axa
50
Axa
France
$1.12M +$735K +55,097 +113%
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NPTN Hedge Fund Activity: Q4 2016 in Review

127 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q4 2016, worth a combined $399M — down 28% from $551M a quarter earlier.

Sellers outnumbered buyers: 38 funds closed out of NPTN and 22 opened new positions — a net loss of 16 holders — while 43 trimmed existing stakes and 51 added.

The largest buyer was Wellington Management Group, adding an estimated $13.1M. The largest seller was Goldman Sachs, cutting an estimated $8.36M.

  • 127 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q4 2016, down from 147 in Q3 2016.
  • Funds reported $399M of NEOPHOTONICS CORP stock for Q4 2016, down 28% quarter-over-quarter.
  • 22 funds opened new NEOPHOTONICS CORP positions in Q4 2016 and 38 closed out, a net change of -16 holders.
  • The largest NEOPHOTONICS CORP buyer in Q4 2016 was Wellington Management Group, an estimated $13.1M added.
  • The largest NEOPHOTONICS CORP seller in Q4 2016 was Goldman Sachs, an estimated $8.36M sold.

Based on aggregated 13F filings for Q4 2016.