Herald Investment Management’s NEOPHOTONICS CORP NPTN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-200,000	Closed	-$3.14M	–	109
2022 Q2	$3.14M	Hold	200,000	–	–	0.73%	42
2022 Q1	$3.04M	Hold	200,000	–	–	0.55%	57
2021 Q4	$3.07M	Hold	200,000	–	–	0.5%	58
2021 Q3	$1.74M	Hold	200,000	–	–	0.29%	79
2021 Q2	$2.04M	Hold	200,000	–	–	0.33%	74
2021 Q1	$2.39M	Hold	200,000	–	–	0.42%	68
2020 Q4	$1.82M	Buy	200,000 +60,000	+43%	+$545K	0.32%	72
2020 Q3	$852K	Hold	140,000	–	–	0.18%	86
2020 Q2	$1.24M	Hold	140,000	–	–	0.29%	74
2020 Q1	$1.02M	Hold	140,000	–	–	0.31%	70
2019 Q4	$1.23M	Hold	140,000	–	–	0.31%	68
2019 Q3	$852K	Hold	140,000	–	–	0.25%	71
2019 Q2	$583K	Hold	140,000	–	–	0.16%	83
2019 Q1	$880K	Hold	140,000	–	–	0.22%	74
2018 Q4	$907K	Hold	140,000	–	–	0.29%	68
2018 Q3	$1.16M	Hold	140,000	–	–	0.3%	62
2018 Q2	$872K	Hold	140,000	–	–	0.24%	72
2018 Q1	$959K	Hold	140,000	–	–	0.29%	65
2017 Q4	$922K	Hold	140,000	–	–	0.29%	66
2017 Q3	$778K	Hold	140,000	–	–	0.25%	69
2017 Q2	$1.08M	Hold	140,000	–	–	0.37%	61
2017 Q1	$1.26M	Hold	140,000	–	–	0.46%	56
2016 Q4	$1.51M	Buy	140,000 +40,000	+40%	+$432K	0.65%	42
2016 Q3	$1.63M	Hold	100,000	–	–	0.61%	49
2016 Q2	$953K	Buy	+100,000	New	+$953K	0.4%	58