Wall Street Associates’s NEOPHOTONICS CORP NPTN Stock Holding History

Wall Street Associates’s Portfolio NPTN Stock Details NPTN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$1.21M	Sell	112,000 -65,500	-37%	-$873K	0.8%	41
2016 Q3	$2.9M	Hold	177,500	–	–	0.99%	28
2016 Q2	$1.69M	Buy	177,500 +35,100	+25%	+$382K	0.68%	61
2016 Q1	$2M	Buy	142,400 +25,900	+22%	+$268K	0.83%	40
2015 Q4	$1.26M	Buy	+116,500	New	+$1.05M	0.36%	101

Other funds holding NPTN

OMC

Oak Management Corp Wilton, Connecticut $3.24M AUM 83.68% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

HFM

Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

MCM

Masters Capital Management Atlanta, Georgia $3.03B AUM 57.21% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $20.4B AUM

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Wall Street Associates's NPTN Position: Q4 2016 in Review

Wall Street Associates reduced its NEOPHOTONICS CORP (NPTN) stake by 37% in Q4 2016, selling an estimated $873K and leaving 112,000 shares worth $1.21M. The position accounts for 0.8% of the portfolio, ranked #41.

Wall Street Associates first reported a position in NPTN in Q4 2015 and has held it in 5 quarters since. The position peaked at $2.9M in Q3 2016. 127 funds tracked by Wall St. Rank hold NPTN as of Q4 2016.

Wall Street Associates held 112,000 shares of NEOPHOTONICS CORP worth $1.21M as of Q4 2016.
Wall Street Associates sold 65,500 NEOPHOTONICS CORP shares in Q4 2016, an estimated $873K.
NEOPHOTONICS CORP made up 0.8% of Wall Street Associates's portfolio in Q4 2016, its #41 holding.
Wall Street Associates first reported a position in NEOPHOTONICS CORP in Q4 2015 and has held it in 5 quarters since.
Wall Street Associates's NEOPHOTONICS CORP position peaked at $2.9M in Q3 2016.
127 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q4 2016.

Based on Wall Street Associates's 13F filing for Q4 2016, filed 18 Jan 2017.