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New Mountain Finance
NMFC

Overview Fund Activity

126 hedge funds and large institutions have $391M invested in New Mountain Finance in 2016 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 52 increasing their positions, 30 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
126
Holders Change
+11
Holders Change %
+9.57%
% of All Funds
3.15%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
24
Increased
52
Reduced
30
Closed
12
Calls
$85K
Puts
$173K
Net Calls
-$88K
Net Calls Change
+$14K

Top Buyers

1
MC
1
Muzinich & Co
New York
$29.6M
2
LSV Asset Management
2
LSV Asset Management
Illinois
$7.17M
3
Morgan Stanley
3
Morgan Stanley
New York
$12.9M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$3.82M
5
Wells Fargo
5
Wells Fargo
California
$85.3M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$826K
2
Aviva
2
Aviva
United Kingdom
$13.5M
3
YMRC
3
Yorktown Management & Research Company
Virginia
$4.09M
4
AAM
4
Advisors Asset Management
Colorado
$3.62M
5
LCP
5
Lombardia Capital Partners
California
$9.46M
Name Holding Trade Value Shares
Change 		Shares
Change %
TC
76
TFS Capital
Pennsylvania
$284K +$284K +20,176 New
Stifel Financial
77
Stifel Financial
Missouri
$272K +$272K +19,322 New
HI
78
Horizon Investments
North Carolina
$264K +$2.26K +160 +0.9%
PI
79
PineBridge Investments
New York
$260K +$27.9K +1,984 +12%
FFS
80
Founders Financial Securities
Maryland
$259K +$2.55K +181 +1%
AIM
81
Allen Investment Management
New York
$250K -$94.4K -6,705 -27%
CAMG
82
CWA Asset Management Group
Florida
$248K – – –
CA
83
Cetera Advisors
Colorado
$221K -$1.4K -100 -0.6%
PAM
84
Princeton Alpha Management
New Jersey
$217K -$229K -16,251 -51%
OC
85
Oppenheimer & Co
New York
$217K -$14.1K -1,000 -6%
LTFS
86
Ladenburg Thalmann Financial Services
Florida
$212K +$10.6K +751 +5%
CIBC World Market
87
CIBC World Market
Ontario, Canada
$203K -$84.9K -6,029 -29%
EB
88
Eastern Bank
Massachusetts
$195K – – –
WA
89
WFG Advisors
Texas
$186K +$166K +11,711 +808%
KCM
90
Kempner Capital Management
Texas
$175K – – –
AIA
91
Armor Investment Advisors
North Carolina
$175K +$175K +12,400 New
WSTAM
92
Wilbanks Smith & Thomas Asset Management
Virginia
$173K +$173K +12,280 New
EFS
93
Essex Financial Services
Connecticut
$169K +$28.2K +2,000 +20%
NL
94
NWAM LLC
Washington
$155K – – –
KA
95
Kovack Advisors
Florida
$154K +$154K +10,957 New
TI
96
Trexquant Investment
Connecticut
$153K +$153K +10,864 New
SBIA
97
Sheaff Brock Investment Advisors
Indiana
$148K +$148K +10,507 New
Allianz Asset Management
98
Allianz Asset Management
Germany
$147K +$147K +10,455 New
California Public Employees Retirement System
99
California Public Employees Retirement System
California
$142K – – –
Bank of America
100
Bank of America
North Carolina
$130K +$127K +9,057 +4,117%
2 3
4
5 6