Founders Financial Securities’s New Mountain Finance NMFC Stock Holding History

Founders Financial Securities’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-18,384	Closed	-$259K	–	106
2016 Q4	$259K	Buy	18,384 +181	+1%	+$2.5K	0.11%	73
2016 Q3	$250K	Sell	18,203 -10,665	-37%	-$146K	0.11%	72
2016 Q2	$372K	Sell	28,868 -452	-2%	-$5.63K	0.17%	63
2016 Q1	$371K	Buy	29,320 +8,872	+43%	+$108K	0.17%	54
2015 Q4	$266K	Sell	20,448 -667	-3%	-$9.17K	0.12%	56
2015 Q3	$287K	Buy	21,115 +6,547	+45%	+$95.3K	0.14%	53
2015 Q2	$211K	Buy	14,568 +4,198	+40%	+$62.3K	0.11%	52
2015 Q1	$151K	Buy	10,370 +224	+2%	+$3.29K	0.08%	69
2014 Q4	$152K	Buy	+10,146	New	+$150K	0.09%	70

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Founders Financial Securities's NMFC Position: Q1 2017 in Review

Founders Financial Securities sold out of New Mountain Finance (NMFC) in Q1 2017, closing a stake of 18,384 shares — an estimated $259K sold.

Founders Financial Securities first reported a position in NMFC in Q4 2014 and held it in 9 quarters. The position peaked at $372K in Q2 2016. 126 funds tracked by Wall St. Rank hold NMFC as of Q1 2017.

Founders Financial Securities reported no remaining New Mountain Finance position as of Q1 2017 after selling out during the quarter.
Founders Financial Securities sold 18,384 New Mountain Finance shares in Q1 2017, an estimated $259K.
Founders Financial Securities first reported a position in New Mountain Finance in Q4 2014 and held it in 9 quarters.
Founders Financial Securities's New Mountain Finance position peaked at $372K in Q2 2016.
126 funds tracked by Wall St. Rank held New Mountain Finance as of Q1 2017.

Based on Founders Financial Securities's 13F filing for Q1 2017, filed 25 Apr 2017.