Kempner Capital Management’s New Mountain Finance NMFC Stock Holding History

Kempner Capital Management’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-12,400	Closed	-$169K	–	55
2018 Q2	$169K	Hold	12,400	–	–	0.11%	55
2018 Q1	$163K	Hold	12,400	–	–	0.11%	51
2017 Q4	$168K	Hold	12,400	–	–	0.1%	56
2017 Q3	$177K	Hold	12,400	–	–	0.12%	57
2017 Q2	$180K	Hold	12,400	–	–	0.12%	58
2017 Q1	$185K	Hold	12,400	–	–	0.12%	57
2016 Q4	$175K	Hold	12,400	–	–	0.13%	60
2016 Q3	$171K	Hold	12,400	–	–	0.12%	61
2016 Q2	$160K	Hold	12,400	–	–	0.1%	63
2016 Q1	$157K	Hold	12,400	–	–	0.09%	65
2015 Q4	$161K	Hold	12,400	–	–	0.09%	65
2015 Q3	$169K	Hold	12,400	–	–	0.1%	62
2015 Q2	$180K	Hold	12,400	–	–	0.09%	60
2015 Q1	$181K	Buy	12,400 +700	+6%	+$10.3K	0.12%	64
2014 Q4	$175K	Hold	11,700	–	–	0.08%	63
2014 Q3	$172K	Buy	+11,700	New	+$175K	0.07%	61

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

PGH

Partners Group Holding Baar-Zug, Switzerland $1.35B AUM 27.53% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Kempner Capital Management's NMFC Position: Q3 2018 in Review

Kempner Capital Management sold out of New Mountain Finance (NMFC) in Q3 2018, closing a stake of 12,400 shares — an estimated $169K sold.

Kempner Capital Management first reported a position in NMFC in Q3 2014 and held it in 16 quarters. The position peaked at $185K in Q1 2017. 133 funds tracked by Wall St. Rank hold NMFC as of Q3 2018.

Kempner Capital Management reported no remaining New Mountain Finance position as of Q3 2018 after selling out during the quarter.
Kempner Capital Management sold 12,400 New Mountain Finance shares in Q3 2018, an estimated $169K.
Kempner Capital Management first reported a position in New Mountain Finance in Q3 2014 and held it in 16 quarters.
Kempner Capital Management's New Mountain Finance position peaked at $185K in Q1 2017.
133 funds tracked by Wall St. Rank held New Mountain Finance as of Q3 2018.

Based on Kempner Capital Management's 13F filing for Q3 2018, filed 5 Oct 2018.