Cetera Advisors’s New Mountain Finance NMFC Stock Holding History

Cetera Advisors’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-10,072	Closed	-$125K	–	1761
2023 Q2	$125K	Buy	+10,072	New	+$122K	﹤0.01%	1551
2018 Q1	–	Sell	-10,441	Closed	-$141K	–	847
2017 Q4	$141K	Hold	10,441	–	–	0.01%	731
2017 Q3	$150K	Hold	10,441	–	–	0.01%	780
2017 Q2	$153K	Sell	10,441 -1,359	-12%	-$19.9K	0.01%	766
2017 Q1	$176K	Sell	11,800 -4,000	-25%	-$58.4K	0.01%	727
2016 Q4	$221K	Sell	15,800 -100	-0.6%	-$1.38K	0.02%	608
2016 Q3	$220K	Sell	15,900 -1,000	-6%	-$13.7K	0.02%	644
2016 Q2	$219K	Sell	16,900 -7,900	-32%	-$98.4K	0.02%	653
2016 Q1	$316K	Buy	+24,800	New	+$301K	0.03%	509

Other funds holding NMFC

Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

PCM

Palisade Capital Management Fort Lee, New Jersey $3B AUM 14% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Cetera Advisors's NMFC Position: Q3 2023 in Review

Cetera Advisors sold out of New Mountain Finance (NMFC) in Q3 2023, closing a stake of 10,072 shares — an estimated $125K sold.

Cetera Advisors first reported a position in NMFC in Q1 2016 and held it in 9 quarters. The position peaked at $316K in Q1 2016. 161 funds tracked by Wall St. Rank hold NMFC as of Q3 2023.

Cetera Advisors reported no remaining New Mountain Finance position as of Q3 2023 after selling out during the quarter.
Cetera Advisors sold 10,072 New Mountain Finance shares in Q3 2023, an estimated $125K.
Cetera Advisors first reported a position in New Mountain Finance in Q1 2016 and held it in 9 quarters.
Cetera Advisors's New Mountain Finance position peaked at $316K in Q1 2016.
161 funds tracked by Wall St. Rank held New Mountain Finance as of Q3 2023.

Based on Cetera Advisors's 13F filing for Q3 2023, filed 14 Nov 2023.