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New Mountain Finance
NMFC

134 hedge funds and large institutions have $379M invested in New Mountain Finance in 2018 Q2 according to their latest regulatory filings, with 18 funds opening new positions, 33 increasing their positions, 48 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

6% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 17

1% more funds holding

Funds holding: 133 → 134 (+1)

4% less capital invested

Capital invested by funds: $393M → $379M (-$13.8M)

2.16% less ownership

Funds ownership: 39.39% → 37.23% (-2.2%)

31% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 48

69% less call options, than puts

Call options by funds: $277K | Put options by funds: $906K

Holders
134
Holders Change
+1
Holders Change %
+0.75%
% of All Funds
3.07%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.11%
New
18
Increased
33
Reduced
48
Closed
17
Calls
$277K
Puts
$906K
Net Calls
-$629K
Net Calls Change
-$173K

Top Buyers

1
JP Morgan Chase
JP Morgan Chase
New York
+$8.43M
2
RTS
Round Table Services
New Jersey
+$2.64M
3
UBS Group
UBS Group
Switzerland
+$2.33M
4
Two Sigma Advisers
Two Sigma Advisers
New York
+$1.7M
5
AM
Ares Management
California
+$1.46M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$12.8M
2
MC
Muzinich & Co
New York
-$7.75M
3
LSV Asset Management
LSV Asset Management
Illinois
-$6.31M
4
Millennium Management
Millennium Management
New York
-$3.32M
5
CS
Credit Suisse
Switzerland
-$2.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
Capital Fund Management (CFM)
51
Capital Fund Management (CFM)
France
$630K -$39.4K -2,900 -6%
OC
52
Oppenheimer & Co
New York
$621K -$6.84K -504 -1%
LTFS
53
Ladenburg Thalmann Financial Services
Florida
$619K – – –
Bank of America
54
Bank of America
North Carolina
$617K -$2.88K -212 -0.5%
Commonwealth Equity Services
55
Commonwealth Equity Services
Massachusetts
$540K +$180K +13,279 +50%
AIM
56
Allen Investment Management
New York
$538K +$350K +25,763 +187%
NFA
57
Nuveen Fund Advisors
Illinois
$534K -$48K -3,536 -8%
DIM
58
DC Investments Management
Virginia
$534K -$41.3K -3,046 -7%
PA
59
Perennial Advisors
New York
$522K – – –
RIL
60
Rothschild Investment LLC
Illinois
$456K – – –
PI
61
PineBridge Investments
New York
$455K -$3.23K -238 -0.7%
CIBC Private Wealth Group
62
CIBC Private Wealth Group
Georgia
$422K – – –
BRF
63
B. Riley Financial
California
$408K – – –
Northern Trust
64
Northern Trust
Illinois
$399K -$97.9K -7,218 -20%
California Public Employees Retirement System
65
California Public Employees Retirement System
California
$392K +$391K +28,800 New
SGCA
66
Steel Grove Capital Advisors
Tennessee
$391K +$7.26K +535 +2%
D.E. Shaw & Co
67
D.E. Shaw & Co
New York
$366K +$161K +11,879 +79%
SCM
68
Shelton Capital Management
Colorado
$364K – – –
TC
69
Telemus Capital
Michigan
$354K – – –
HighTower Advisors
70
HighTower Advisors
Illinois
$338K -$90.2K -6,648 -21%
EGA
71
Eagle Global Advisors
Texas
$336K – – –
Creative Planning
72
Creative Planning
Kansas
$321K -$250K -18,430 -44%
LPL Financial
73
LPL Financial
California
$310K -$35.3K -2,600 -10%
CIBC World Market
74
CIBC World Market
Ontario, Canada
$307K -$22.8K -1,680 -7%
OAM
75
Oxford Asset Management
United Kingdom
$294K +$144K +10,645 +97%
1 2
3
4 5

NMFC Hedge Fund Activity: Q2 2018 in Review

134 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q2 2018, worth a combined $379M — down 3.5% from $393M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new NMFC positions and 17 closed out — a net gain of 1 holder — while 33 added to existing stakes and 48 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $8.43M. The largest seller was Wells Fargo, cutting an estimated $12.8M.

  • 134 institutional investors held New Mountain Finance (NMFC) as of Q2 2018, up from 133 in Q1 2018.
  • Funds reported $379M of New Mountain Finance stock for Q2 2018, down 3.5% quarter-over-quarter.
  • 18 funds opened new New Mountain Finance positions in Q2 2018 and 17 closed out, a net change of +1 holder.
  • The largest New Mountain Finance buyer in Q2 2018 was JP Morgan Chase, an estimated $8.43M added.
  • The largest New Mountain Finance seller in Q2 2018 was Wells Fargo, an estimated $12.8M sold.

Based on aggregated 13F filings for Q2 2018.