Nuveen Fund Advisors’s New Mountain Finance NMFC Stock Holding History

Nuveen Fund Advisors’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-20,205	Closed	-$273K	–	91
2018 Q3	$273K	Sell	20,205 -19,066	-49%	-$264K	0.61%	67
2018 Q2	$534K	Sell	39,271 -3,536	-8%	-$48K	0.66%	52
2018 Q1	$563K	Sell	42,807 -3,496	-8%	-$46.2K	0.26%	116
2017 Q4	$627K	Sell	46,303 -26,473	-36%	-$373K	0.18%	148
2017 Q3	$1.04M	Sell	72,776 -8,526	-10%	-$121K	0.21%	151
2017 Q2	$1.17M	Sell	81,302 -18,851	-19%	-$276K	0.19%	162
2017 Q1	$1.47M	Buy	100,153 +6,491	+7%	+$94.8K	0.19%	166
2016 Q4	$1.32M	Sell	93,662 -30,547	-25%	-$422K	0.19%	163
2016 Q3	$1.71M	Sell	124,209 -2,942	-2%	-$40.2K	0.24%	140
2016 Q2	$1.64M	Buy	+127,151	New	+$1.58M	0.25%	119

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PGH

Partners Group Holding Baar-Zug, Switzerland $1.35B AUM 27.53% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return

Cliffwater Marina Del Rey, California $377M AUM 5.73% 1-Year Est. Return

Nuveen Fund Advisors's NMFC Position: Q4 2018 in Review

Nuveen Fund Advisors sold out of New Mountain Finance (NMFC) in Q4 2018, closing a stake of 20,205 shares — an estimated $273K sold.

Nuveen Fund Advisors first reported a position in NMFC in Q2 2016 and held it in 10 quarters. The position peaked at $1.71M in Q3 2016. 127 funds tracked by Wall St. Rank hold NMFC as of Q4 2018.

Nuveen Fund Advisors reported no remaining New Mountain Finance position as of Q4 2018 after selling out during the quarter.
Nuveen Fund Advisors sold 20,205 New Mountain Finance shares in Q4 2018, an estimated $273K.
Nuveen Fund Advisors first reported a position in New Mountain Finance in Q2 2016 and held it in 10 quarters.
Nuveen Fund Advisors's New Mountain Finance position peaked at $1.71M in Q3 2016.
127 funds tracked by Wall St. Rank held New Mountain Finance as of Q4 2018.

Based on Nuveen Fund Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.