B. Riley Financial’s New Mountain Finance NMFC Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2018
Q4
Sell
-30,000
Closed -$405K 159
2018
Q3
$405K Hold
30,000
0.11% 128
2018
Q2
$408K Hold
30,000
0.11% 164
2018
Q1
$395K Hold
30,000
0.11% 177
2017
Q4
$407K Hold
30,000
0.11% 174
2017
Q3
$428K Hold
30,000
0.12% 172
2017
Q2
$437K Hold
30,000
0.12% 136
2017
Q1
$447K Hold
30,000
0.22% 105
2016
Q4
$423K Buy
+30,000
New +$423K 0.28% 71