We are live on ! Find out more
LIT icon

Global X Lithium & Battery Tech ETF
LIT

98 hedge funds and large institutions have $64.1M invested in Global X Lithium & Battery Tech ETF in 2019 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 15 increasing their positions, 31 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 12

8% more funds holding

Funds holding: 91 → 98 (+7)

4% more capital invested

Capital invested by funds: $61.6M → $64.1M (+$2.51M)

0.56% less ownership

Funds ownership: 13.47% → 12.91% (-0.56%)

52% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 31

78% less call options, than puts

Call options by funds: $358K | Put options by funds: $1.6M

Holders
98
Holders Change
+7
Holders Change %
+7.69%
% of All Funds
1.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
15
Reduced
31
Closed
12
Calls
$358K
Puts
$1.6M
Net Calls
-$1.25M
Net Calls Change
-$1.26M

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$2.37M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$991K
3
FCC
Florin Court Capital
United Kingdom
+$877K
4
Goldman Sachs
Goldman Sachs
New York
+$653K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$588K

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$4.25M
2
PVH
Psagot Value Holdings
Israel
-$3.79M
3
PP
Prudential plc
United Kingdom
-$697K
4
CS
Credit Suisse
Switzerland
-$676K
5
WP
WealthSource Partners
California
-$541K
Name Holding Trade Value Shares
Change 		Change in
Stake
NFG
76
Next Financial Group
Texas
$5K +$715 +28 +16%
ASN
77
Advisory Services Network
Georgia
$5K +$4.5K +176 New
CTB
78
Country Trust Bank
Illinois
$4K – – –
First Manhattan
79
First Manhattan
New York
$4K – – –
VFA
80
Valeo Financial Advisors
Indiana
$4K – – –
Barclays
81
Barclays
United Kingdom
$3K – – –
BFC
82
Bedel Financial Consulting
Indiana
$3K – – –
CIAS
83
Capital Investment Advisory Services
North Carolina
$3K – – –
PA
84
Parallel Advisors
California
$3K +$2.55K +100 New
AIC
85
Archer Investment Corporation
Indiana
$3K +$3.06K +120 New
BCWM
86
Bartlett & Co Wealth Management
Ohio
$2.76K – – –
TRCT
87
Tower Research Capital (TRC)
New York
$2K -$1.25K -49 -41%
WCG
88
Weaver Consulting Group
California
$2K – – –
AIM
89
Anchor Investment Management
South Carolina
$1.37K – – –
ED
90
Exane Derivatives
France
$1.3K -$110K -4,300 -99%
TCM
91
Tradewinds Capital Management
Washington
$1K – – –
BlackRock
92
BlackRock
New York
$1K +$562 +22 New
BC
93
Belmont Capital
California
$1K +$843 +33 New
SIC
94
Samalin Investment Counsel
New York
$1K +$1.35K +53 New
Jane Street
95
Jane Street
New York
– -$4.25M -174,355 Closed
CS
96
Credit Suisse
Switzerland
– -$676K -27,731 Closed
SRC
97
Shufro Rose & Co
New York
– -$533K -21,888 Closed
FAAS
98
First Allied Advisory Services
California
– -$87K -3,666 Closed
CAPTRUST Financial Advisors
99
CAPTRUST Financial Advisors
North Carolina
– -$17K -717 Closed
GSWM
100
Golden State Wealth Management
California
– -$13K -534 Closed
1 2 3
4
5

LIT Hedge Fund Activity: Q4 2019 in Review

98 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q4 2019, worth a combined $64.1M — up 4.1% from $61.6M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new LIT positions and 12 closed out — a net gain of 10 holders — while 15 added to existing stakes and 31 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $2.37M. The largest seller was Jane Street, exiting entirely with an estimated $4.25M sold.

  • 98 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q4 2019, up from 91 in Q3 2019.
  • Funds reported $64.1M of Global X Lithium & Battery Tech ETF stock for Q4 2019, up 4.1% quarter-over-quarter.
  • 22 funds opened new Global X Lithium & Battery Tech ETF positions in Q4 2019 and 12 closed out, a net change of +10 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q4 2019 was Raymond James & Associates, an estimated $2.37M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q4 2019 was Jane Street, an estimated $4.25M sold.

Based on aggregated 13F filings for Q4 2019.