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Nuveen Mortgage and Income Fund
JLS

35 hedge funds and large institutions have $40.3M invested in Nuveen Mortgage and Income Fund in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 13 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 13

22% less funds holding

Funds holding: 45 → 35 (-10)

24.26% less ownership

Funds ownership: 35.8% → 11.54% (-24%)

65% less capital invested

Capital invested by funds: $113M → $40.3M (-$73.2M)

69% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 13

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
35
Holders Change
-10
Holders Change %
-22.22%
% of All Funds
0.69%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
13
Reduced
13
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LCM
Landscape Capital Management
New Jersey
+$616K
2
HCM
Hilton Capital Management
New York
+$423K
3
IAA
Independent Advisor Alliance
North Carolina
+$422K
4
Truist Financial
Truist Financial
North Carolina
+$338K
5
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$184K

Top Sellers

Rank Fund Capital Flow
1
RVPG
Relative Value Partners Group
-$30.9M
2
Bank of America
Bank of America
North Carolina
-$10M
3
PAIM
Punch & Associates Investment Management
Minnesota
-$8.86M
4
SIA
Sit Investment Associates
Minnesota
-$8.66M
5
IA
Icon Advisers
Colorado
-$5.98M
Name Holding Trade Value Shares
Change 		Change in
Stake
AG
26
Advisor Group
Arizona
$180K +$21.3K +949 +13%
APA
27
American Portfolios Advisors
New York
$160K +$27.5K +1,225 +20%
FIA
28
FNY Investment Advisers
New York
$120K +$123K +5,482 New
Northwestern Mutual Wealth Management
29
Northwestern Mutual Wealth Management
Wisconsin
$74K -$36.1K -1,610 -32%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$58K +$28.7K +1,281 +95%
ASN
31
Advisory Services Network
Georgia
$46K +$24.5K +1,093 +109%
JFA
32
JNBA Financial Advisors
Minnesota
$44K – – –
FWM
33
Focused Wealth Management
New York
$10K – – –
JCM
34
Jacobi Capital Management
Pennsylvania
$9K – – –
AF
35
Advisornet Financial
Minnesota
$8K – – –
RVPG
36
Relative Value Partners Group
– -$30.9M -1,332,152 Closed
RCM
37
Rivernorth Capital Management
Florida
– -$17.9K -775,997 Closed
PAIM
38
Punch & Associates Investment Management
Minnesota
– -$8.86M -383,989 Closed
IA
39
Icon Advisers
Colorado
– -$5.98M -259,447 Closed
FTI
40
Fiduciary Trust International
Massachusetts
– -$1.78M -77,074 Closed
TSW
41
Thompson Siegel & Walmsley
Virginia
– -$749K -32,500 Closed
CL
42
CSS LLC
Illinois
– -$719K -31,200 Closed
Bessemer Group
43
Bessemer Group
New Jersey
– -$549K -23,806 Closed
M&T Bank
44
M&T Bank
New York
– -$345K -14,961 Closed
QCMA
45
Quad Capital Management Advisors
New York
– -$217K -9,429 Closed
AWA
46
Arete Wealth Advisors
Illinois
– -$205K -8,896 Closed
PFO
47
Pathstone Family Office
New Jersey
– -$12K -516 Closed
1
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JLS Hedge Fund Activity: Q4 2019 in Review

35 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q4 2019, worth a combined $40.3M — down 65% from $113M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of JLS and 4 opened new positions — a net loss of 9 holders — while 13 trimmed existing stakes and 13 added.

The largest buyer was Landscape Capital Management, opening a new position worth an estimated $616K. The largest seller was Relative Value Partners Group, exiting entirely with an estimated $30.9M sold.

  • 35 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q4 2019, down from 45 in Q3 2019.
  • Funds reported $40.3M of Nuveen Mortgage and Income Fund stock for Q4 2019, down 65% quarter-over-quarter.
  • 4 funds opened new Nuveen Mortgage and Income Fund positions in Q4 2019 and 13 closed out, a net change of -9 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q4 2019 was Landscape Capital Management, an estimated $616K added.
  • The largest Nuveen Mortgage and Income Fund seller in Q4 2019 was Relative Value Partners Group, an estimated $30.9M sold.

Based on aggregated 13F filings for Q4 2019.