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Nuveen Mortgage and Income Fund
JLS

Overview Fund Activity

45 hedge funds and large institutions have $113M invested in Nuveen Mortgage and Income Fund in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
-3
Holders Change %
-6.25%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
16
Reduced
14
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$11.3M
2
Invesco
2
Invesco
Georgia
$3.26M
3
HCM
3
Hilton Capital Management
New York
$20.1M
4
RVPG
4
Relative Value Partners Group
$30.9M
5
TSW
5
Thompson Siegel & Walmsley
Virginia
$749K

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$1.25M
2
IA
2
Icon Advisers
Colorado
$5.98M
3
Morgan Stanley
3
Morgan Stanley
New York
$1.68M
4
WMA
4
Wealth Management Associates
New Jersey
$0
5
RJA
5
Raymond James & Associates
Florida
$981K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of New York Mellon
26
Bank of New York Mellon
New York
$469K +$139K +6,008 +42%
PAG
27
Private Advisor Group
New Jersey
$437K -$57.6K -2,502 -12%
M&T Bank
28
M&T Bank
New York
$345K – – –
PFGIA
29
Patriot Financial Group Insurance Agency
Massachusetts
$340K -$4.28K -186 -1%
SB
30
Suntrust Banks
Georgia
$336K +$90.8K +3,932 +37%
QCMA
31
Quad Capital Management Advisors
New York
$217K +$217K +9,429 New
AWA
32
Arete Wealth Advisors
Illinois
$205K +$205K +8,896 New
AG
33
Advisor Group
Arizona
$167K +$72.1K +3,127 +76%
APA
34
American Portfolios Advisors
New York
$140K +$28.4K +1,231 +26%
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$115K – – –
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$48K +$48K +2,095 New
JFA
37
JNBA Financial Advisors
Minnesota
$46K – – –
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$31K +$24.1K +1,050 +350%
ASN
39
Advisory Services Network
Georgia
$23K – – –
RCM
40
Rivernorth Capital Management
Florida
$17.9K +$1.09K +47,272 +6%
PFO
41
Pathstone Family Office
New Jersey
$12K +$12K +516 New
FWM
42
Focused Wealth Management
New York
$11K – – –
JCM
43
Jacobi Capital Management
Pennsylvania
$9K – – –
AF
44
Advisornet Financial
Minnesota
$8K – – –
WMA
45
Wealth Management Associates
New Jersey
– -$2.67M -115,160 Closed
RGC
46
Roberts, Glore & Co
Illinois
– -$383K -16,475 Closed
Stifel Financial
47
Stifel Financial
Missouri
– -$332K -14,298 Closed
LJAC
48
L.J. Altfest & Co
New York
– -$273K -11,771 Closed
Susquehanna International Group
49
Susquehanna International Group
Pennsylvania
– -$237K -10,227 Closed
FA
50
Fortis Advisors
Pennsylvania
– -$65K -2,800 Closed
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2
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