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Nuveen Mortgage and Income Fund
JLS

48 hedge funds and large institutions have $123M invested in Nuveen Mortgage and Income Fund in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 10

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

6.07% more ownership

Funds ownership: 31.94% → 38.01% (+6.1%)

2% more funds holding

Funds holding: 47 → 48 (+1)

9% less capital invested

Capital invested by funds: $136M → $123M (-$12.3M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
48
Holders Change
+1
Holders Change %
+2.13%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
5
Increased
25
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HCM
Hilton Capital Management
New York
+$18.9M
2
IA
Icon Advisers
Colorado
+$4.38M
3
ACM
Arlington Capital Management
Illinois
+$915K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$578K
5
BEI
Benjamin Edwards Inc
Missouri
+$371K

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$2.52M
2
Ameriprise
Ameriprise
Minnesota
-$371K
3
Invesco
Invesco
Georgia
-$248K
4
Bank of New York Mellon
Bank of New York Mellon
New York
-$214K
5
TSS
Two Sigma Securities
New York
-$207K
Name Holding Trade Value Shares
Change 		Change in
Stake
M&T Bank
26
M&T Bank
New York
$347K – – –
PFGIA
27
Patriot Financial Group Insurance Agency
Massachusetts
$347K +$19.3K +833 +6%
Bank of New York Mellon
28
Bank of New York Mellon
New York
$333K -$214K -9,217 -39%
Stifel Financial
29
Stifel Financial
Missouri
$332K +$186 +8 +0.1%
LJAC
30
L.J. Altfest & Co
New York
$273K -$89.9K -3,872 -25%
SB
31
Suntrust Banks
Georgia
$247K +$30.7K +1,322 +14%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$237K +$237K +10,227 New
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$115K +$5.78K +249 +5%
APA
34
American Portfolios Advisors
New York
$112K +$15K +646 +15%
AG
35
Advisor Group
Arizona
$96K +$11.3K +485 +13%
FA
36
Fortis Advisors
Pennsylvania
$65K +$65K +2,800 New
JFA
37
JNBA Financial Advisors
Minnesota
$46K – – –
MGIA
38
Moneta Group Investment Advisors
Missouri
$25K +$70 +3 +0.3%
CFN
39
Cordasco Financial Network
Florida
$24K +$348 +15 +1%
ASN
40
Advisory Services Network
Georgia
$23K – – –
ESB
41
Essex Savings Bank
Connecticut
$19K – – –
RCM
42
Rivernorth Capital Management
Florida
$16.9K +$180K +7,758 +1%
FWM
43
Focused Wealth Management
New York
$11K – – –
JCM
44
Jacobi Capital Management
Pennsylvania
$9K – – –
AF
45
Advisornet Financial
Minnesota
$8K – – –
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$7K +$6.96K +300 New
BFEC
47
Benjamin F. Edwards & Company
Missouri
$6K +$5.52K +238 New
FIA
48
FNY Investment Advisers
New York
$3K +$464 +20 +14%
TSS
49
Two Sigma Securities
New York
– -$207K -8,908 Closed
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
– -$22K -932 Closed
1
2
3

JLS Hedge Fund Activity: Q2 2019 in Review

48 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q2 2019, worth a combined $123M — down 9.1% from $136M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new JLS positions and 3 closed out — a net gain of 2 holders — while 25 added to existing stakes and 10 trimmed.

The largest buyer was Hilton Capital Management, opening a new position worth an estimated $18.9M. The largest seller was Bank of America, cutting an estimated $2.52M.

  • 48 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q2 2019, up from 47 in Q1 2019.
  • Funds reported $123M of Nuveen Mortgage and Income Fund stock for Q2 2019, down 9.1% quarter-over-quarter.
  • 5 funds opened new Nuveen Mortgage and Income Fund positions in Q2 2019 and 3 closed out, a net change of +2 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q2 2019 was Hilton Capital Management, an estimated $18.9M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q2 2019 was Bank of America, an estimated $2.52M sold.

Based on aggregated 13F filings for Q2 2019.