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Nuveen Mortgage and Income Fund

42 hedge funds and large institutions have $169M invested in Nuveen Mortgage and Income Fund in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 16 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 10

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.33% less ownership

Funds ownership: 38.68%38.36% (-0.33%)

2% less capital invested

Capital invested by funds: $172M → $169M (-$2.81M)

5% less funds holding

Funds holding: 4442 (-2)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
42
Holders Change
-2
Holders Change %
-4.55%
% of All Funds
1.05%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
2
Increased
16
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RGC
26
Roberts, Glore & Co
Illinois
$345K -$131K -5,125 -27%
M&T Bank
27
M&T Bank
New York
$336K
SFS
28
Sowell Financial Services
Arkansas
$329K
GXMC
29
Global X Management Company
New York
$294K +$7.45K +292 +3%
BRF
30
B. Riley Financial
California
$238K
CAN
31
Cetera Advisor Networks
California
$228K
HCA
32
Hillview Capital Advisors
Pennsylvania
$205K +$206K +8,064 New
PFGIA
33
Patriot Financial Group Insurance Agency
Massachusetts
$178K +$35.9K +1,405 +25%
Cohen & Steers
34
Cohen & Steers
New York
$39K
TSW
35
Thompson Siegel & Walmsley
Virginia
$38K
CPIG
36
Chicago Partners Investment Group
Illinois
$29K +$29.3K +1,150 New
WAM
37
Wealthspire Advisors (Maryland)
Maryland
$27K
ASN
38
Advisory Services Network
Georgia
$25K
FWM
39
Focused Wealth Management
New York
$12K
GWM
40
Geneos Wealth Management
Colorado
$10K
IA
41
IFP Advisors
Florida
$10K
PCM
42
Penserra Capital Management
California
$5K -$1.17K -46 -18%
AG
43
Advisor Group
Arizona
$4K -$1.02K -40 -19%
WT
44
Whittier Trust
California
$1K
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
-$22K -862 Closed
TRCT
46
Tower Research Capital (TRC)
New York
-$11K -414 Closed
NA
47
NewEdge Advisors
Louisiana
-$10.2K -400 Closed

JLS Hedge Fund Activity: Q3 2017 in Review

42 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q3 2017, worth a combined $169M — down 1.6% from $172M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of JLS and 2 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 16 added.

The largest buyer was Ameriprise, adding an estimated $3.13M. The largest seller was Relative Value Partners Group, cutting an estimated $1.87M.

  • 42 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q3 2017, down from 44 in Q2 2017.
  • Funds reported $169M of Nuveen Mortgage and Income Fund stock for Q3 2017, down 1.6% quarter-over-quarter.
  • 2 funds opened new Nuveen Mortgage and Income Fund positions in Q3 2017 and 3 closed out, a net change of -1 holder.
  • The largest Nuveen Mortgage and Income Fund buyer in Q3 2017 was Ameriprise, an estimated $3.13M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q3 2017 was Relative Value Partners Group, an estimated $1.87M sold.

Based on aggregated 13F filings for Q3 2017.