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Nuveen Mortgage and Income Fund
JLS

Overview Fund Activity

45 hedge funds and large institutions have $164M invested in Nuveen Mortgage and Income Fund in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
+4
Holders Change %
+9.76%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
5
Increased
17
Reduced
12
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$7.94M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$11.4M
3
Ameriprise
3
Ameriprise
Minnesota
$4.69M
4
Bank of America
4
Bank of America
North Carolina
$15.1M
5
RCM
5
Rivernorth Capital Management
Florida
$12.4M

Top Sellers

1
HCM
1
Hilton Capital Management
New York
$13.4M
2
Wells Fargo
2
Wells Fargo
California
$17.1M
3
COLIM
3
City of London Investment Management
United Kingdom
$1.45M
4
WMG
4
WESCAP Management Group
California
$614K
5
RVPG
5
Relative Value Partners Group
$37.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
RGC
26
Roberts, Glore & Co
Illinois
$475K -$78.7K -3,175 -14%
Invesco
27
Invesco
Georgia
$377K +$377K +15,224 New
IPC
28
Independent Portfolio Consultants
Florida
$364K -$61.3K -2,475 -14%
SFS
29
Sowell Financial Services
Arkansas
$322K – – –
VKH
30
Virtu KCG Holdings
New York
$313K +$95.2K +3,845 +44%
GXMC
31
Global X Management Company
New York
$280K +$93.8K +3,790 +50%
M&T Bank
32
M&T Bank
New York
$254K +$254K +10,261 New
BRF
33
B. Riley Financial
California
$239K – – –
CAN
34
Cetera Advisor Networks
California
$216K -$34.4K -1,387 -14%
PFGIA
35
Patriot Financial Group Insurance Agency
Massachusetts
$107K +$41.8K +1,704 +64%
AG
36
Advisor Group
Arizona
$38K – – –
Cohen & Steers
37
Cohen & Steers
New York
$38K – – –
US Bancorp
38
US Bancorp
Minnesota
$32K – – –
CPIG
39
Chicago Partners Investment Group
Illinois
$28K – – –
WAM
40
Wealthspire Advisors (Maryland)
Maryland
$26K -$26K – –
ASN
41
Advisory Services Network
Georgia
$25K +$25K +1,000 New
FWM
42
Focused Wealth Management
New York
$12K – – –
IA
43
IFP Advisors
Florida
$10K – – –
GWM
44
Geneos Wealth Management
Colorado
$10K – – –
PCM
45
Penserra Capital Management
California
$5K -$592 -27 -11%
TRCT
46
Tower Research Capital (TRC)
New York
$2K +$2K +69 New
WT
47
Whittier Trust
California
$1K +$1K +31 New
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