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Nuveen Mortgage and Income Fund

45 hedge funds and large institutions have $164M invested in Nuveen Mortgage and Income Fund in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 12

10% more funds holding

Funds holding: 4145 (+4)

3% more capital invested

Capital invested by funds: $159M → $164M (+$4.85M)

0.02% less ownership

Funds ownership: 38.35%38.33% (-0.02%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
45
Holders Change
+4
Holders Change %
+9.76%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
5
Increased
17
Reduced
12
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RGC
26
Roberts, Glore & Co
Illinois
$475K -$77.2K -3,175 -14%
Invesco
27
Invesco
Georgia
$377K +$370K +15,224 New
IPC
28
Independent Portfolio Consultants
Florida
$364K -$60.2K -2,475 -14%
SFS
29
Sowell Financial Services
Arkansas
$322K
VKH
30
Virtu KCG Holdings
New York
$313K +$93.5K +3,845 +44%
GXMC
31
Global X Management Company
New York
$280K +$92.1K +3,790 +50%
M&T Bank
32
M&T Bank
New York
$254K +$249K +10,261 New
BRF
33
B. Riley Financial
California
$239K
CAN
34
Cetera Advisor Networks
California
$216K -$33.7K -1,387 -14%
PFGIA
35
Patriot Financial Group Insurance Agency
Massachusetts
$107K +$41.4K +1,704 +64%
AG
36
Advisor Group
Arizona
$38K
Cohen & Steers
37
Cohen & Steers
New York
$38K
US Bancorp
38
US Bancorp
Minnesota
$32K
CPIG
39
Chicago Partners Investment Group
Illinois
$28K
WAM
40
Wealthspire Advisors (Maryland)
Maryland
$26K
ASN
41
Advisory Services Network
Georgia
$25K +$24.3K +1,000 New
FWM
42
Focused Wealth Management
New York
$12K
GWM
43
Geneos Wealth Management
Colorado
$10K
IA
44
IFP Advisors
Florida
$10K
PCM
45
Penserra Capital Management
California
$5K -$656 -27 -11%
TRCT
46
Tower Research Capital (TRC)
New York
$2K +$1.68K +69 New
WT
47
Whittier Trust
California
$1K +$754 +31 New

JLS Hedge Fund Activity: Q1 2017 in Review

45 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q1 2017, worth a combined $164M — up 3% from $159M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new JLS positions and 0 closed out — a net gain of 5 holders — while 17 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.77M. The largest seller was Wells Fargo, cutting an estimated $3.88M.

  • 45 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q1 2017, up from 41 in Q4 2016.
  • Funds reported $164M of Nuveen Mortgage and Income Fund stock for Q1 2017, up 3% quarter-over-quarter.
  • 5 funds opened new Nuveen Mortgage and Income Fund positions in Q1 2017 and 0 closed out, a net change of +5 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q1 2017 was Morgan Stanley, an estimated $1.77M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q1 2017 was Wells Fargo, an estimated $3.88M sold.

Based on aggregated 13F filings for Q1 2017.