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Nuveen Mortgage and Income Fund

42 hedge funds and large institutions have $135M invested in Nuveen Mortgage and Income Fund in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.52% more ownership

Funds ownership: 34.85%35.37% (+0.52%)

0% more capital invested

Capital invested by funds: $135M → $135M (+$365K)

0% more funds holding

Funds holding: 4242 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

7% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 15

Holders
42
Holders Change
Holders Change %
0%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
14
Reduced
15
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$523K +$104K +4,610 +25%
UR
27
USCA RIA
Texas
$486K
UBS Group
28
UBS Group
Switzerland
$440K -$458K -20,377 -51%
LPL Financial
29
LPL Financial
California
$381K +$22.2K +990 +6%
FAAS
30
First Allied Advisory Services
California
$345K +$348K +15,490 New
IT
31
Independence Trust
Tennessee
$292K +$293K +13,053 New
CAN
32
Cetera Advisor Networks
California
$264K -$8.2K -365 -3%
TIM
33
Tortoise Investment Management
New York
$141K +$142K +6,300 New
Cohen & Steers
34
Cohen & Steers
New York
$73K -$12K -534 -14%
Deutsche Bank
35
Deutsche Bank
Germany
$45K +$22.5K +1,000 +99%
AIG
36
American International Group
New York
$34K
GXMC
37
Global X Management Company
New York
$32K +$31.9K +1,419 New
US Bancorp
38
US Bancorp
Minnesota
$30K
MFS
39
MSI Financial Services
Massachusetts
$26K -$13.5K -600 -34%
ASN
40
Advisory Services Network
Georgia
$22K
OFS
41
Orrstown Financial Services
Pennsylvania
$18K
CPIG
42
Chicago Partners Investment Group
Illinois
$17K +$16.9K +753 New
FWM
43
Focused Wealth Management
New York
$11K -$8.99K -400 -46%
UCFA
44
United Capital Financial Advisors
Texas
-$920K -40,562 Closed
Envestnet Asset Management
45
Envestnet Asset Management
Illinois
-$872K -38,415 Closed
YMRC
46
Yorktown Management & Research Company
Virginia
-$622K -27,400 Closed
LCM
47
Landscape Capital Management
New Jersey
-$270K -11,905 Closed
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
-$23K -1,000 Closed

JLS Hedge Fund Activity: Q3 2015 in Review

42 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q3 2015, worth a combined $135M — up 0.27% from $135M a quarter earlier.

Fund positioning in JLS was balanced in Q3 2015: 6 funds opened new positions, 6 closed out, 14 added to existing stakes and 15 trimmed.

The largest buyer was Relative Value Partners Group, opening a new position worth an estimated $9.19M. The largest seller was Saba Capital Management, cutting an estimated $8.51M.

  • 42 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q3 2015, unchanged from Q2 2015.
  • Funds reported $135M of Nuveen Mortgage and Income Fund stock for Q3 2015, up 0.27% quarter-over-quarter.
  • 6 funds opened new Nuveen Mortgage and Income Fund positions in Q3 2015 and 6 closed out, a net change of 0 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q3 2015 was Relative Value Partners Group, an estimated $9.19M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q3 2015 was Saba Capital Management, an estimated $8.51M sold.

Based on aggregated 13F filings for Q3 2015.