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Nuveen Mortgage and Income Fund
JLS

Overview Fund Activity

42 hedge funds and large institutions have $135M invested in Nuveen Mortgage and Income Fund in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 15 reducing their positions, and 6 closing their positions.

Holders
42
Holders Change
–
Holders Change %
0%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
14
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
1
Relative Value Partners Group
$9.17M
2
Wells Fargo
2
Wells Fargo
California
$11.5M
3
MIG
3
Mariner Investment Group
New York
$5.38M
4
PP
4
Paloma Partners
Connecticut
$3.5M
5
IA
5
Icon Advisers
Colorado
$3.49M

Top Sellers

1
HCM
1
Hilton Capital Management
New York
$9.09M
2
SCM
2
Saba Capital Management
New York
$6.79M
3
PAM
3
PT Asset Management
Illinois
$9.01M
4
EVM
4
Eaton Vance Management
Massachusetts
$7.43M
5
UCFA
5
United Capital Financial Advisors
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
RJFSA
26
Raymond James Financial Services Advisors
Florida
$523K +$103K +4,610 +25%
UR
27
USCA RIA
Texas
$486K – – –
UBS Group
28
UBS Group
Switzerland
$440K -$456K -20,377 -51%
LPL Financial
29
LPL Financial
California
$381K +$22.3K +990 +6%
FAAS
30
First Allied Advisory Services
California
$345K +$345K +15,490 New
IT
31
Independence Trust
Tennessee
$292K +$292K +13,053 New
CAN
32
Cetera Advisor Networks
California
$264K -$8.07K -365 -3%
TIM
33
Tortoise Investment Management
New York
$141K +$141K +6,300 New
Cohen & Steers
34
Cohen & Steers
New York
$73K -$11.9K -534 -14%
Deutsche Bank
35
Deutsche Bank
Germany
$45K +$22.4K +1,000 +99%
AIG
36
American International Group
New York
$34K – – –
GXMC
37
Global X Management Company
New York
$32K +$32K +1,419 New
US Bancorp
38
US Bancorp
Minnesota
$30K – – –
MFS
39
MSI Financial Services
Massachusetts
$26K -$13.4K -600 -34%
ASN
40
Advisory Services Network
Georgia
$22K – – –
OFS
41
Orrstown Financial Services
Pennsylvania
$18K – – –
CPIG
42
Chicago Partners Investment Group
Illinois
$17K +$17K +753 New
FWM
43
Focused Wealth Management
New York
$11K -$9.21K -400 -46%
UCFA
44
United Capital Financial Advisors
Texas
– -$920K -40,562 Closed
Envestnet Asset Management
45
Envestnet Asset Management
Illinois
– -$872K -38,415 Closed
YMRC
46
Yorktown Management & Research Company
Virginia
– -$622K -27,400 Closed
LCM
47
Landscape Capital Management
New Jersey
– -$270K -11,905 Closed
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
– -$23K -1,000 Closed
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