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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MOS
201
MGO One Seven
Ohio
– -$94.8K -11,595 Closed
FHC
202
First Heartland Consultants
Missouri
– -$92.3K -11,280 Closed
CSP
203
Cary Street Partners
Virginia
– -$85.3K -10,432 Closed
PS
204
Principal Securities
Iowa
– -$60.5K -7,399 Closed
GWSG
205
GPS Wealth Strategies Group
Colorado
– -$24.2K -2,960 Closed
US Bancorp
206
US Bancorp
Minnesota
– -$16.4K -2,000 Closed
KB
207
Kimelman & Baird
New York
– -$14.9K -1,823 Closed
Jones Financial Companies
208
Jones Financial Companies
Missouri
– -$10.8K -1,339 Closed
FIA
209
FNY Investment Advisers
New York
– -$9K -1,200 Closed
CBT
210
Crews Bank & Trust
Florida
– -$5.53K -676 Closed
BTI
211
Blue Trust Inc
Georgia
– -$4.42K -540 Closed
AssetMark Inc
212
AssetMark Inc
California
– -$172 -21 Closed