Principal Securities’s Nuveen Floating Rate Income Fund JFR Stock Holding History

Principal Securities’s Portfolio JFR Stock Details JFR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-7,399	Closed	-$60.5K	–	2488
2025 Q3	$60.5K	Buy	7,399 +1,183	+19%	+$9.96K	﹤0.01%	1859
2025 Q2	$52.7K	Buy	6,216 +539	+9%	+$4.41K	﹤0.01%	1847
2025 Q1	$50.6K	Hold	5,677	–	–	﹤0.01%	1759
2024 Q4	$50.6K	Buy	5,677 +217	+4%	+$1.94K	﹤0.01%	1758
2024 Q3	$48.2K	Sell	5,460 -330	-6%	-$2.9K	﹤0.01%	1711
2024 Q2	$50.1K	Sell	5,790 -3,433	-37%	-$29.9K	﹤0.01%	1623
2024 Q1	$80.5K	Buy	9,223 +110	+1%	+$935	﹤0.01%	1367
2023 Q4	$74.9K	Buy	+9,113	New	+$72.8K	﹤0.01%	1306

Other funds holding JFR

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

CPC

Congress Park Capital Saratoga Springs, New York $381M AUM 20.14% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $532M AUM 56.47% 1-Year Est. Return

Principal Securities's JFR Position: Q4 2025 in Review

Principal Securities sold out of Nuveen Floating Rate Income Fund (JFR) in Q4 2025, closing a stake of 7,399 shares — an estimated $60.5K sold.

Principal Securities first reported a position in JFR in Q4 2023 and held it in 8 quarters. The position peaked at $80.5K in Q1 2024. 188 funds tracked by Wall St. Rank hold JFR as of Q4 2025.

Principal Securities reported no remaining Nuveen Floating Rate Income Fund position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 7,399 Nuveen Floating Rate Income Fund shares in Q4 2025, an estimated $60.5K.
Principal Securities first reported a position in Nuveen Floating Rate Income Fund in Q4 2023 and held it in 8 quarters.
Principal Securities's Nuveen Floating Rate Income Fund position peaked at $80.5K in Q1 2024.
188 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.