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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WWP
151
WR Wealth Planners
Missouri
$2.03K – – –
RCM
152
Robinson Capital Management
Michigan
$1.64K – – –
PNC Financial Services Group
153
PNC Financial Services Group
Pennsylvania
$1.39K – – –
AssetMark Inc
154
AssetMark Inc
California
$1.16K – – –
LC
155
Lindbrook Capital
California
$1.06K – – –
CAS
156
Coppell Advisory Solutions
Texas
$513 -$3.29K -374 -86%
IFP Advisors
157
IFP Advisors
Florida
$494 – – –
Tower Research Capital (TRC)
158
Tower Research Capital (TRC)
New York
$97 +$97 +11 New
Huntington National Bank
159
Huntington National Bank
Ohio
$9 – – –
Fidelity Investments
160
Fidelity Investments
Massachusetts
$9 +$9 +1 New
DJSG
161
D.J. St. Germain
Massachusetts
$1 – – –
AGM
162
Alpine Global Management
New York
– -$3.03M -350,000 Closed
RCM
163
Rivernorth Capital Management
Florida
– -$1.98M -229,185 Closed
VCM
164
Vivaldi Capital Management
Illinois
– -$1.11M -128,428 Closed
Sit Investment Associates
165
Sit Investment Associates
Minnesota
– -$664K -76,730 Closed
IMA
166
Investment Management Associates
Colorado
– -$420K -48,590 Closed
PTC
167
Private Trust Company
Ohio
– -$349K -40,389 Closed
BRWA
168
B. Riley Wealth Advisors
Florida
– -$336K -38,502 Closed
DA
169
DCF Advisers
Connecticut
– -$255K -29,500 Closed
Citadel Advisors
170
Citadel Advisors
Florida
– -$226K -26,112 Closed
MHS
171
M Holdings Securities
Oregon
– -$223K -25,757 Closed
Charles Schwab
172
Charles Schwab
California
– -$210K -24,303 Closed
DWM
173
Drive Wealth Management
Utah
– -$139K -15,900 Closed
Mercer Global Advisors
174
Mercer Global Advisors
Colorado
– -$134K -15,446 Closed
Marex Group
175
Marex Group
– -$130K -15,043 Closed