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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WI
126
Westbourne Investments
Virginia
$118K +$8.18K +1,000 +8%
SG
127
StoneX Group
New York
$117K -$86.1K -10,530 -43%
MML Investors Services
128
MML Investors Services
Massachusetts
$115K -$69K -8,437 -38%
CPIG
129
Chicago Partners Investment Group
Illinois
$114K -$38.9K -4,764 -26%
SWA
130
Stratos Wealth Advisors
Ohio
$113K +$3.3K +404 +3%
BB
131
Burford Brothers
Texas
$111K
Bank of New York Mellon
132
Bank of New York Mellon
New York
$102K -$47.7K -5,839 -33%
GAG
133
GM Advisory Group
New York
$101K
WAAG
134
Wealth Alliance Advisory Group
Kansas
$99.4K
MWM
135
MGB Wealth Management
Texas
$96.1K -$101K -12,349 -52%
CSP
136
Cary Street Partners
Virginia
$88.4K
IC
137
IEQ Capital
California
$87.9K
EC
138
Elequin Capital
New York
$79.2K +$76.4K +9,346 New
TSMHT
139
Thurston Springer Miller Herd & Titak
Indiana
$71.3K +$8.99K +1,100 +15%
PS
140
Principal Securities
Iowa
$52.7K +$4.41K +539 +9%
HCM
141
Hollencrest Capital Management
California
$50.5K +$1.46K +179 +3%
AF
142
Allworth Financial
California
$41.7K +$17.6K +2,148 +78%
PSFG
143
Park Square Financial Group
Georgia
$38.2K
CBT
144
CoreFirst Bank & Trust
Kansas
$31.7K +$30.6K +3,742 New
WA
145
WPG Advisers
Maryland
$31.6K -$6.89K -843 -18%
PNC Financial Services Group
146
PNC Financial Services Group
Pennsylvania
$29.8K -$75.2K -9,200 -72%
BI
147
Binnacle Investments
Iowa
$28.3K
GWSG
148
GPS Wealth Strategies Group
Colorado
$25.1K
BC
149
Barrett & Company
Rhode Island
$20.9K
BF
150
BOK Financial
Oklahoma
$20.1K