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Nuveen Floating Rate Income Fund
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
VBCG
101
Valley Brook Capital Group
Venetia,
Pennsylvania
| $3K | +$3.2K | +380 | New |
|
|
FF
102
FourThought Financial
Venice,
Florida
| $2K | +$2.16K | +256 | New |
|
|
OCM
103
Oaktree Capital Management
Los Angeles,
California
| – | -$3.82M | -459,633 | Closed |
|
|
BFM
104
Boothbay Fund Management
New York
| – | -$831K | -100,000 | Closed |
|
|
CRWM
105
Castle Rock Wealth Management
Walnut Creek,
California
| – | -$554K | -68,718 | Closed |
|
|
BWM
106
BT Wealth Management
Atlanta,
Georgia
| – | -$125K | -15,000 | Closed |
|
|
HCM
107
Hollencrest Capital Management
Newport Beach,
California
| – | -$99K | -11,970 | Closed |
|
|
JLBC
108
J.L. Bainbridge & Co
Sarasota,
Florida
| – | -$89K | -10,744 | Closed |
|
|
NP
109
NorthRock Partners
Minneapolis,
Minnesota
| – | -$88K | -10,536 | Closed |
|
|
IC
110
IEQ Capital
Foster City,
California
| – | -$86K | -10,378 | Closed |
|
|
JWM
111
Jeppson Wealth Management
Manhattan Beach,
California
| – | -$4K | -450 | Closed |
|
112
Fidelity Investments
Boston,
Massachusetts
| – | +$8 | +1 | New |
|