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Nuveen Floating Rate Income Fund
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
101
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$120K | -12,139 | Closed |
|
|
JLBC
102
J.L. Bainbridge & Co
Sarasota,
Florida
| – | -$119K | -12,044 | Closed |
|
|
FAAS
103
First Allied Advisory Services
San Diego,
California
| – | -$100K | -10,171 | Closed |
|
|
RCM
104
Robinson Capital Management
Grosse Pointe Farms,
Michigan
| – | -$85K | -8,700 | Closed |
|
|
WAP
105
Wealthcare Advisory Partners
West Chester,
Pennsylvania
| – | -$20K | -2,000 | Closed |
|
|
IWA
106
IBEX Wealth Advisors
Bedminster,
New Jersey
| – | -$10K | -1,095 | Closed |
|
|
LWM
107
Liberty Wealth Management
Oakland,
California
| – | -$10K | -1,048 | Closed |
|
|
S
108
SignatureFD
Atlanta,
Georgia
| – | -$6K | -614 | Closed |
|
109
Fidelity Investments
Boston,
Massachusetts
| – | +$10 | +1 | New |
|