JFR icon

Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SPC
76
Sigma Planning Corp
Michigan
$105K -$1.41K -146 -1%
DA
77
Doliver Advisors
Texas
$100K -$19.7K -2,034 -16%
SRCM
78
Swift Run Capital Management
Virginia
$97K – – –
PNC Financial Services Group
79
PNC Financial Services Group
Pennsylvania
$88K – – –
RIA
80
Realta Investment Advisors
Delaware
$70K +$1.14K +118 +2%
SPIA
81
Steward Partners Investment Advisory
New York
$55K – – –
GSWM
82
Golden State Wealth Management
California
$39K – – –
TRCT
83
Tower Research Capital (TRC)
New York
$31K +$30.7K +3,174 New
FIA
84
FNY Investment Advisers
New York
$30K -$659 -68 -2%
GWM
85
Geneos Wealth Management
Colorado
$24K – – –
PAM
86
Panagora Asset Management
Massachusetts
$17K +$17.2K +1,771 New
PFGIA
87
Patriot Financial Group Insurance Agency
Massachusetts
$16K – – –
NFG
88
Next Financial Group
Texas
$14K – – –
WEC
89
Winslow Evans & Crocker
Massachusetts
$12K +$11.6K +1,200 New
BAM
90
Barrett Asset Management
New York
$10K – – –
FWM
91
Focused Wealth Management
New York
$10K – – –
ZA
92
Zazove Associates
Nevada
$10K – – –
APA
93
American Portfolios Advisors
New York
$9.3K +$2.91K +300 +46%
QCIG
94
Quad-Cities Investment Group
Iowa
$9K +$165 +17 +2%
AIC
95
Ameritas Investment Company
Nebraska
$8K +$8.23K +850 New
TFS
96
TrustCore Financial Services
Tennessee
$6K +$5.51K +569 New
Koshinski Asset Management
97
Koshinski Asset Management
Illinois
– -$700K -71,112 Closed
ICM
98
Ionic Capital Management
New York
– -$611K -62,043 Closed
SDAM
99
Shulman DeMeo Asset Management
New York
– -$252K -25,590 Closed
TSS
100
Two Sigma Securities
New York
– -$146K -14,788 Closed