Golden State Wealth Management’s Nuveen Floating Rate Income Fund JFR Stock Holding History

Golden State Wealth Management’s Portfolio JFR Stock Details JFR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-4,018	Closed	-$39K	–	523
2019 Q3	$39K	Hold	4,018	–	–	0.01%	479
2019 Q2	$39K	Sell	4,018 -2,837	-41%	-$28K	0.01%	504
2019 Q1	$66K	Buy	+6,855	New	+$67K	0.02%	389

Other funds holding JFR

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Golden State Wealth Management's JFR Position: Q4 2019 in Review

Golden State Wealth Management sold out of Nuveen Floating Rate Income Fund (JFR) in Q4 2019, closing a stake of 4,018 shares — an estimated $39K sold.

Golden State Wealth Management first reported a position in JFR in Q1 2019 and held it in 3 quarters. The position peaked at $66K in Q1 2019. 108 funds tracked by Wall St. Rank hold JFR as of Q4 2019.

Golden State Wealth Management reported no remaining Nuveen Floating Rate Income Fund position as of Q4 2019 after selling out during the quarter.
Golden State Wealth Management sold 4,018 Nuveen Floating Rate Income Fund shares in Q4 2019, an estimated $39K.
Golden State Wealth Management first reported a position in Nuveen Floating Rate Income Fund in Q1 2019 and held it in 3 quarters.
Golden State Wealth Management's Nuveen Floating Rate Income Fund position peaked at $66K in Q1 2019.
108 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Fund as of Q4 2019.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.