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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
51
Janney Montgomery Scott
Pennsylvania
$189K -$22.5K -2,000 -11%
CA
52
Cetera Advisors
Colorado
$132K
BRWA
53
B. Riley Wealth Advisors
Florida
$127K +$122K +10,806 New
First Trust Advisors
54
First Trust Advisors
Illinois
$122K
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$120K -$1.33K -118 -1%
SEIA
56
Signature Estate & Investment Advisors
California
$115K
WEC
57
Winslow Evans & Crocker
Massachusetts
$73K
MFS
58
MSI Financial Services
Massachusetts
$72K -$6.19K -550 -8%
WA
59
WFG Advisors
Texas
$65K
AA
60
Apriem Advisors
California
$55K
Citigroup
61
Citigroup
New York
$44K +$146 +13 +0.3%
GWM
62
Geneos Wealth Management
Colorado
$39K -$9K -800 -19%
SPIA
63
Steward Partners Investment Advisory
New York
$39K +$38.2K +3,400 New
Creative Planning
64
Creative Planning
Kansas
$38K -$3.43K -305 -9%
AG
65
Advisor Group
Arizona
$34K -$8.75K -778 -21%
Northwestern Mutual Wealth Management
66
Northwestern Mutual Wealth Management
Wisconsin
$30K +$405 +36 +1%
IWM
67
IHT Wealth Management
Illinois
$22K +$21.6K +1,919 New
DADC
68
D.A. Davidson & Co
Montana
$18K
PFGIA
69
Patriot Financial Group Insurance Agency
Massachusetts
$14K +$13.2K +1,177 New
FWM
70
Focused Wealth Management
New York
$12K
PCM
71
Penserra Capital Management
California
$10K +$1.09K +97 +12%
HR
72
Howe & Rusling
New York
$5K
MGAM
73
McGowan Group Asset Management
Texas
-$3.39M -307,572 Closed
YMRC
74
Yorktown Management & Research Company
Virginia
-$2.92M -265,000 Closed
Envestnet Asset Management
75
Envestnet Asset Management
Illinois
-$1.38M -124,742 Closed