Apriem Advisors’s Nuveen Floating Rate Income Fund JFR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-3,587	Closed	-$37K	–	262
2018 Q2	$37K	Buy	+3,587	New	+$38.7K	0.01%	275
2017 Q2	–	Sell	-3,587	Closed	-$41K	–	344
2017 Q1	$41K	Sell	3,587 -1,106	-24%	-$13.1K	0.01%	256
2016 Q4	$55K	Hold	4,693	–	–	0.02%	221
2016 Q3	$52K	Hold	4,693	–	–	0.02%	216
2016 Q2	$49K	Hold	4,693	–	–	0.02%	227
2016 Q1	$47K	Sell	4,693 -2,023	-30%	-$19.6K	0.02%	207
2015 Q4	$69K	Hold	6,716	–	–	0.02%	174
2015 Q3	$67K	Hold	6,716	–	–	0.02%	172
2015 Q2	$72K	Hold	6,716	–	–	0.02%	174
2015 Q1	$76K	Sell	6,716 -2,500	-27%	-$27.6K	0.03%	167
2014 Q4	$101K	Hold	9,216	–	–	0.04%	134
2014 Q3	$104K	Hold	9,216	–	–	0.04%	141
2014 Q2	$112K	Hold	9,216	–	–	0.04%	144
2014 Q1	$110K	Hold	9,216	–	–	0.04%	155
2013 Q4	$110K	Hold	9,216	–	–	0.04%	142
2013 Q3	$110K	Hold	9,216	–	–	0.05%	140
2013 Q2	$116K	Buy	+9,216	New	+$119K	0.06%	135