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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
51
Stifel Financial
Missouri
$147K +$141K +13,188 New
CA
52
Cetera Advisors
Colorado
$125K
First Trust Advisors
53
First Trust Advisors
Illinois
$116K -$6.43K -600 -5%
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$114K -$11.5K -1,077 -9%
Millennium Management
55
Millennium Management
New York
$114K +$111K +10,362 New
RVPG
56
Relative Value Partners Group
$110K
SEIA
57
Signature Estate & Investment Advisors
California
$109K
MFS
58
MSI Financial Services
Massachusetts
$74K +$23.2K +2,165 +47%
WEC
59
Winslow Evans & Crocker
Massachusetts
$69K
WA
60
WFG Advisors
Texas
$62K -$3K -280 -5%
AA
61
Apriem Advisors
California
$52K
GWM
62
Geneos Wealth Management
Colorado
$46K
Citigroup
63
Citigroup
New York
$42K -$13.6K -1,271 -25%
AG
64
Advisor Group
Arizona
$40K
Creative Planning
65
Creative Planning
Kansas
$39K -$4.29K -400 -10%
Northwestern Mutual Wealth Management
66
Northwestern Mutual Wealth Management
Wisconsin
$28K +$461 +43 +2%
WIC
67
Woodmont Investment Counsel
Tennessee
$18K +$17.1K +1,597 New
DADC
68
D.A. Davidson & Co
Montana
$17K +$8.73K +814 +102%
FWM
69
Focused Wealth Management
New York
$11K
WP
70
WealthPLAN Partners
Nebraska
$10K
PCM
71
Penserra Capital Management
California
$8K +$2.05K +191 +33%
HR
72
Howe & Rusling
New York
$4K
RCM
73
Rivernorth Capital Management
Florida
-$4.22M -407,697 Closed
MIG
74
Mariner Investment Group
New York
-$1.61M -155,373 Closed
LCM
75
Laurion Capital Management
New York
-$737K -71,323 Closed