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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
51
Royal Bank of Canada
Ontario, Canada
$207K -$972 -98 -0.5%
Janney Montgomery Scott
52
Janney Montgomery Scott
Pennsylvania
$205K +$22.1K +2,227 +13%
CIC
53
Carnegie Investment Counsel
Ohio
$186K
JMPWA
54
JP Morgan Private Wealth Advisors
California
$186K
IA
55
IFP Advisors
Florida
$163K +$158K +15,948 New
BKBG
56
BHF Kleinwort Benson Group
Belgium
$154K
AIM
57
Allen Investment Management
New York
$148K -$156K -15,703 -52%
Bank of New York Mellon
58
Bank of New York Mellon
New York
$143K -$7.24K -730 -5%
AIA
59
Allegis Investment Advisors
Idaho
$142K +$137K +13,859 New
LCM
60
Landscape Capital Management
New Jersey
$141K -$359K -36,158 -72%
SPC
61
Sigma Planning Corp
Michigan
$139K -$29.6K -2,989 -18%
BTS
62
BB&T Securities
Virginia
$129K
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$125K +$98.2K +9,900 +433%
CA
64
Cetera Advisors
Colorado
$117K
AA
65
Apriem Advisors
California
$69K
Creative Planning
66
Creative Planning
Kansas
$65K +$42.9K +4,327 +212%
WEC
67
Winslow Evans & Crocker
Massachusetts
$64.1K
WA
68
WFG Advisors
Texas
$63K
Citigroup
69
Citigroup
New York
$50K +$11.5K +1,155 +31%
AIG
70
American International Group
New York
$49K
MFS
71
MSI Financial Services
Massachusetts
$47K +$5.92K +597 +15%
Northwestern Mutual Wealth Management
72
Northwestern Mutual Wealth Management
Wisconsin
$24K +$417 +42 +2%
NFG
73
Next Financial Group
Texas
$20K +$357 +36 +2%
Fifth Third Bancorp
74
Fifth Third Bancorp
Ohio
$16K
WIC
75
Woodmont Investment Counsel
Tennessee
$16K