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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
51
Bank of New York Mellon
New York
$159K -$3.46K -309 -2%
BTS
52
BB&T Securities
Virginia
$135K
FHC
53
First Houston Capital
Texas
$132K
First Trust Advisors
54
First Trust Advisors
Illinois
$125K +$8.46K +755 +7%
CA
55
Cetera Advisors
Colorado
$122K +$126K +11,284 New
VKH
56
Virtu KCG Holdings
New York
$113K +$118K +10,511 New
PHS
57
Pekin Hardy Strauss
Illinois
$112K
DADC
58
D.A. Davidson & Co
Montana
$83K
AA
59
Apriem Advisors
California
$72K
WEC
60
Winslow Evans & Crocker
Massachusetts
$67.2K
WA
61
WFG Advisors
Texas
$65K +$53.7K +4,790 +368%
AIG
62
American International Group
New York
$51.3K
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$43K -$84.3K -7,521 -65%
MFS
64
MSI Financial Services
Massachusetts
$43K
WIC
65
Woodmont Investment Counsel
Tennessee
$36K +$37.5K +3,347 New
Deutsche Bank
66
Deutsche Bank
Germany
$32K -$11.2K -1,000 -25%
FWM
67
Focused Wealth Management
New York
$32K
Citigroup
68
Citigroup
New York
$25K -$17.6K -1,573 -41%
Northwestern Mutual Wealth Management
69
Northwestern Mutual Wealth Management
Wisconsin
$25K +$269 +24 +1%
Fifth Third Bancorp
70
Fifth Third Bancorp
Ohio
$17K
BCM
71
Blume Capital Management
California
$16K
WRM
72
Westport Resources Management
Connecticut
$14K
First Manhattan
73
First Manhattan
New York
$10K
RIM
74
Ranger International Management
Illinois
$9K
JMPWA
75
JP Morgan Private Wealth Advisors
California
-$206K -18,172 Closed