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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
51
PNC Financial Services Group
Pennsylvania
$131K +$108K +9,787 +550%
First Trust Advisors
52
First Trust Advisors
Illinois
$123K +$121K +10,902 New
PHS
53
Pekin Hardy Strauss
Illinois
$118K -$11.1K -1,000 -9%
D.A. Davidson & Co
54
D.A. Davidson & Co
Montana
$88K -$6.08K -550 -7%
AA
55
Apriem Advisors
California
$76K -$27.6K -2,500 -27%
WEC
56
Winslow Evans & Crocker
Massachusetts
$70.7K – – –
Tower Research Capital (TRC)
57
Tower Research Capital (TRC)
New York
$55K +$53.4K +4,828 New
AIG
58
American International Group
New York
$54K -$17.9K -1,615 -25%
Deutsche Bank
59
Deutsche Bank
Germany
$45K -$343K -31,000 -89%
MSI Financial Services
60
MSI Financial Services
Massachusetts
$45K +$20.2K +1,830 +85%
Citigroup
61
Citigroup
New York
$44K +$22.7K +2,049 +115%
FWM
62
Focused Wealth Management
New York
$34K -$42.6K -3,850 -56%
Northwestern Mutual Wealth Management
63
Northwestern Mutual Wealth Management
Wisconsin
$26K +$398 +36 +2%
Creative Planning
64
Creative Planning
Kansas
$23K – – –
Fifth Third Bancorp
65
Fifth Third Bancorp
Ohio
$18K – – –
BCM
66
Blume Capital Management
California
$17K – – –
Old National Bancorp
67
Old National Bancorp
Indiana
$16K +$15.3K +1,385 New
WA
68
WFG Advisors
Texas
$15K -$584K -52,862 -98%
WRM
69
Westport Resources Management
Connecticut
$15K – – –
First Manhattan
70
First Manhattan
New York
$11K – – –
RIM
71
Ranger International Management
Illinois
$10K – – –
MUFG Americas
72
MUFG Americas
New York
$2K +$365 +33 +19%
CA
73
Cornerstone Advisors
North Carolina
– -$1.12M -101,995 Closed
SG Americas Securities
74
SG Americas Securities
New York
– -$847K -77,064 Closed
Laurion Capital Management
75
Laurion Capital Management
New York
– -$626K -56,977 Closed