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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WAM
51
Wolverine Asset Management
Illinois
$159K -$590K -50,420 -78%
HighTower Advisors
52
HighTower Advisors
Illinois
$154K +$515 +44 +0.3%
VC
53
Vicus Capital
Pennsylvania
$150K
Royal Bank of Canada
54
Royal Bank of Canada
Ontario, Canada
$147K -$9.73K -832 -6%
BTS
55
BB&T Securities
Virginia
$143K +$148K +12,650 New
Bank of New York Mellon
56
Bank of New York Mellon
New York
$114K -$23 -2 -0%
AA
57
Apriem Advisors
California
$104K
TRCT
58
Tower Research Capital (TRC)
New York
$99K +$103K +8,800 New
FWM
59
Focused Wealth Management
New York
$89K -$100K -8,567 -52%
AIG
60
American International Group
New York
$83.5K -$9.65K -825 -10%
WEC
61
Winslow Evans & Crocker
Massachusetts
$70.6K +$12 +1 +0%
TFA
62
Transamerica Financial Advisors
Florida
$33K
CTC
63
Central Trust Company
Missouri
$29K
MPWT
64
MassMutual Private Wealth & Trust
Connecticut
$28.2K
Northwestern Mutual Wealth Management
65
Northwestern Mutual Wealth Management
Wisconsin
$25K +$257 +22 +1%
MFS
66
MSI Financial Services
Massachusetts
$24K +$23.4K +2,000 +1,307%
NES
67
New England Securities
New York
$21K
Citigroup
68
Citigroup
New York
$19K -$145K -12,392 -88%
WA
69
Waverly Advisors
Alabama
$19K
Fifth Third Bancorp
70
Fifth Third Bancorp
Ohio
$18K
PNC Financial Services Group
71
PNC Financial Services Group
Pennsylvania
$17K -$9.94K -850 -35%
FBT
72
Founders Bank & Trust
Michigan
$16K
WRM
73
Westport Resources Management
Connecticut
$15K
Barclays
74
Barclays
United Kingdom
$15K +$6.08K +520 +59%
First Manhattan
75
First Manhattan
New York
$11K