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Nuveen Floating Rate Income Fund
JFR

Name Holding Trade Value Shares
Change 		Change in
Stake
IAS
26
IMA Advisory Services
Colorado
$574K +$588K +45,518 New
SSWM
27
Sheets Smith Wealth Management
North Carolina
$398K +$408K +31,600 New
WA
28
WFG Advisors
Texas
$372K +$381K +29,507 New
Ameriprise
29
Ameriprise
Minnesota
$349K +$358K +27,724 New
WS
30
Wedbush Securities
California
$348K +$357K +27,635 New
KC
31
Kingfisher Capital
North Carolina
$323K +$331K +25,606 New
PHS
32
Pekin Hardy Strauss
Illinois
$261K +$268K +20,750 New
DADC
33
D.A. Davidson & Co
Montana
$196K +$201K +15,592 New
OC
34
Oppenheimer & Co
New York
$186K +$190K +14,700 New
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$162K +$166K +12,865 New
PP
36
Paloma Partners
Connecticut
$151K +$155K +12,000 New
ACM
37
Aviance Capital Management
Florida
$144K +$147K +11,418 New
AA
38
Apriem Advisors
California
$116K +$119K +9,216 New
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$85K +$86.7K +6,717 New
MFS
40
MSI Financial Services
Massachusetts
$80K +$82.2K +6,367 New
AIG
41
American International Group
New York
$65.6K +$67.2K +5,203 New
Deutsche Bank
42
Deutsche Bank
Germany
$25K +$25.8K +2,000 New
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$25K +$26.1K +2,023 New
NES
44
New England Securities
New York
$23K +$23.6K +1,830 New
CW
45
Cobiz Wealth
Colorado
$19K +$19.4K +1,500 New
FBT
46
Founders Bank & Trust
Michigan
$17K +$17.9K +1,385 New
WRM
47
Westport Resources Management
Connecticut
$16K +$16.8K +1,300 New
FHC
48
First Heartland Consultants
Missouri
$13K +$12.9K +1,000 New
MIM
49
Macroview Investment Management
Maryland
$12K +$12.4K +963 New
CTC
50
Central Trust Company
Missouri
$8K +$8.13K +630 New
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