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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SSG
126
Summit Securities Group
New York
$13K +$14.7K +1,000 New
FMP
127
Financial Management Professionals
Texas
$11K
MFS
128
MSI Financial Services
Massachusetts
$11K +$513 +35 +4%
FCCM
129
First City Capital Management
Georgia
$10.1K +$5.86K +400 New
AWM
130
AllSquare Wealth Management
New York
$8K
FHA
131
First Horizon Advisors
Tennessee
$7K +$7.81K +533 New
Simplex Trading
132
Simplex Trading
Illinois
$6K -$8.43K -575 -54%
ST
133
Smithfield Trust
Pennsylvania
$6K
First Manhattan
134
First Manhattan
New York
$4K
EFSCE
135
Enterprise Financial Services Corp (EFSC)
Missouri
$4K +$4.12K +281 New
TRCT
136
Tower Research Capital (TRC)
New York
$3K -$158K -10,789 -98%
IPC
137
Independent Portfolio Consultants
Florida
$2K
MPWT
138
MassMutual Private Wealth & Trust
Connecticut
$1.35K +$1.47K +100 New
CHP
139
Cable Hill Partners
Oregon
$1K
ST
140
Spot Trading
Illinois
$1K +$586 +40 New
Principal Financial Group
141
Principal Financial Group
Iowa
-$10.5M -706,548 Closed
MSA
142
Mason Street Advisors
Wisconsin
-$3.94M -265,000 Closed
Fiera Capital (Canada)
143
Fiera Capital (Canada)
Quebec, Canada
-$2.63M -176,600 Closed
BF
144
BOK Financial
Oklahoma
-$2.44M -164,005 Closed
Millennium Management
145
Millennium Management
New York
-$1.98M -132,936 Closed
Goldman Sachs
146
Goldman Sachs
New York
-$1.66M -111,726 Closed
SAM
147
Shell Asset Management
Netherlands
-$1.38M -92,929 Closed
Two Sigma Investments
148
Two Sigma Investments
New York
-$1.01M -67,676 Closed
Natixis Advisors
149
Natixis Advisors
Massachusetts
-$421K -28,313 Closed
D.E. Shaw & Co
150
D.E. Shaw & Co
New York
-$407K -27,372 Closed