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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
MPAM
51
Monarch Partners Asset Management
Massachusetts
$1.74M -$5.66M -407,266 -77%
BI
52
Bramshill Investments
Florida
$1.63M
JCM
53
Jag Capital Management
Missouri
$1.59M +$482K +34,684 +44%
HighTower Advisors
54
HighTower Advisors
Illinois
$1.55M +$1K +72 +0.1%
TFCM
55
Taylor Frigon Capital Management
Arizona
$1.55M -$23.7K -1,704 -2%
Skandinaviska Enskilda Banken (SEB)
56
Skandinaviska Enskilda Banken (SEB)
Sweden
$1.52M
Two Sigma Investments
57
Two Sigma Investments
New York
$1.33M -$2.45M -176,356 -65%
AG
58
Aperio Group
California
$1.21M +$210K +15,118 +21%
SPC
59
Sigma Planning Corp
Michigan
$1.2M +$229K +16,501 +24%
CANY
60
Caxton Associates (New York)
New York
$1.18M +$1M +72,032 +594%
New York State Common Retirement Fund
61
New York State Common Retirement Fund
New York
$1.16M -$72.3K -5,200 -6%
LTFS
62
Ladenburg Thalmann Financial Services
Florida
$1.14M -$1.17K -84 -0.1%
AWA
63
Arkadios Wealth Advisors
Georgia
$1.06M +$962K +69,222 New
Neuberger Berman Group
64
Neuberger Berman Group
New York
$1.01M +$334K +24,058 +50%
AG
65
Advisor Group
Arizona
$988K -$110K -7,883 -10%
Bank of New York Mellon
66
Bank of New York Mellon
New York
$973K -$70.2K -5,047 -7%
DnB Asset Management
67
DnB Asset Management
Norway
$965K
CNFG
68
Creegan & Nassoura Financial Group
New Hampshire
$963K +$955K +68,695 New
D.E. Shaw & Co
69
D.E. Shaw & Co
New York
$955K -$4.85K -349 -0.5%
Truist Financial
70
Truist Financial
North Carolina
$955K +$947K +68,125 New
SW
71
SVB Wealth
Massachusetts
$933K +$926K +66,572 New
Deutsche Bank
72
Deutsche Bank
Germany
$896K -$2.13M -153,364 -71%
NGA
73
Naples Global Advisors
Florida
$847K +$737 +53 +0.1%
Balyasny Asset Management
74
Balyasny Asset Management
Illinois
$721K +$715K +51,400 New
AAS
75
Avantax Advisory Services
Texas
$690K +$297K +21,362 +77%