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HPS

John Hancock Preferred Income Fund III

Name Holding Trade Value Shares
Change
Change in
Stake
FNBT
26
FineMark National Bank & Trust
Florida
$42K
FAM
27
Formidable Asset Management
Ohio
$31K
CAPTRUST Financial Advisors
28
CAPTRUST Financial Advisors
North Carolina
$28K
AIG
29
American International Group
New York
$27.1K +$4.92K +296 +23%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$26K -$30K -1,800 -55%
NSIM
31
North Star Investment Management
Illinois
$24K +$22.8K +1,370 New
ST
32
Somerset Trust
Pennsylvania
$16K
Creative Planning
33
Creative Planning
Kansas
$14K +$1.66K +100 +14%
BFEC
34
Benjamin F. Edwards & Company
Missouri
$10K +$3.33K +200 +50%
RIA
35
Regal Investment Advisors
Michigan
$9K
MFS
36
MSI Financial Services
Massachusetts
$7K -$8.32K -500 -56%
TFA
37
Transamerica Financial Advisors
Florida
$6K +$4.99K +300 New
WA
38
WFG Advisors
Texas
$3K -$17.3K -1,040 -86%
NES
39
New England Securities
New York
$2K
SG Americas Securities
40
SG Americas Securities
New York
-$761K -48,784 Closed
PP
41
Paloma Partners
Connecticut
-$613K -39,308 Closed
WAM
42
Weiss Asset Management
Massachusetts
-$463K -29,680 Closed
VKH
43
Virtu KCG Holdings
New York
-$396K -25,424 Closed
TRCT
44
Tower Research Capital (TRC)
New York
-$37K -2,386 Closed
SMA
45
Simply Money Advisors
Ohio
-$33K -2,115 Closed
WCM
46
Windsor Capital Management
Arizona
-$16K -1,000 Closed
WRM
47
Westport Resources Management
Connecticut
-$7K -480 Closed