|
101
|
Cedar Mountain Advisors
Lake Oswego,
Oregon
|
$1K
|
–
|
–
|
–
|
|
|
102
|
Sowell Financial Services
North Little Rock,
Arkansas
|
$1K
|
–
|
–
|
–
|
|
|
103
|
United Capital Financial Advisors
Irving,
Texas
|
–
|
-$19.5M
|
-2,285,309
|
Closed
|
|
|
104
|
Paloma Partners
Greenwich,
Connecticut
|
–
|
-$4.2M
|
-492,200
|
Closed
|
|
|
105
|
Empyrean Capital Partners
Los Angeles,
California
|
–
|
-$3.42M
|
-401,304
|
Closed
|
|
|
106
|
Moab Capital Partners
Southampton,
New York
|
–
|
-$2.18M
|
-255,485
|
Closed
|
|
|
107
|
|
–
|
-$918K
|
-107,724
|
Closed
|
|
|
108
|
ExodusPoint Capital Management
New York
|
–
|
-$832K
|
-97,533
|
Closed
|
|
|
109
|
HighTower Advisors
Chicago,
Illinois
|
–
|
-$505K
|
-58,958
|
Closed
|
|
|
110
|
Mariner Investment Group
Harrison,
New York
|
–
|
-$341K
|
-40,000
|
Closed
|
|
|
111
|
Ferguson Wellman Capital Management
Portland,
Oregon
|
–
|
-$189K
|
-22,177
|
Closed
|
|
|
112
|
Transform Wealth
Greenwood Village,
Colorado
|
–
|
-$144K
|
-16,903
|
Closed
|
|
|
113
|
Nexpoint Asset Management
Dallas,
Texas
|
–
|
-$115K
|
-13,501
|
Closed
|
|
|
114
|
Icon Advisers
Greenwood Village,
Colorado
|
–
|
-$109K
|
-12,800
|
Closed
|
|
|
115
|
|
–
|
-$90K
|
-10,595
|
Closed
|
|
|
116
|
AssetMark Inc
Concord,
California
|
–
|
-$37K
|
-4,294
|
Closed
|
|
|
117
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$18K
|
-2,125
|
Closed
|
|
|
118
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
–
|
-$9K
|
-998
|
Closed
|
|
|
119
|
Ameritas Investment Company
Lincoln,
Nebraska
|
–
|
-$6K
|
-732
|
Closed
|
|
|
120
|
Darwin Wealth Management
Tampa,
Florida
|
–
|
-$4K
|
-524
|
Closed
|
|
|
121
|
Next Financial Group
Houston,
Texas
|
–
|
-$2K
|
-219
|
Closed
|
|
|
122
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
-$16
|
-2
|
-67%
|
|
|
123
|
Rockefeller Capital Management
New York
|
–
|
+$8
|
+1
|
+6%
|
|
