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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IA
76
IFP Advisors
Florida
$31.2K +$32.7K +5,222 New
Rockefeller Capital Management
77
Rockefeller Capital Management
New York
$31K -$47.6K -7,592 -59%
BW
78
Basepoint Wealth
Iowa
$22K +$23K +3,671 New
PWPS
79
Pinnacle Wealth Planning Services
Ohio
$15.1K +$15.8K +2,520 New
KG
80
Kilter Group
New York
$13.1K +$251 +40 +2%
BAM
81
Byrne Asset Management
New Jersey
$10.8K
US Bancorp
82
US Bancorp
Minnesota
$10.6K
AssetMark Inc
83
AssetMark Inc
California
$8.97K +$9.4K +1,500 New
SPIA
84
Steward Partners Investment Advisory
New York
$7.54K
FHA
85
Flagship Harbor Advisors
Massachusetts
$5.85K +$6.12K +977 New
TCM
86
Triumph Capital Management
Colorado
$5.38K +$5.64K +900 New
SWM
87
Spire Wealth Management
Virginia
$2.99K
HWP
88
Highline Wealth Partners
California
$2.99K +$3.13K +500 New
CIBC Private Wealth Group
89
CIBC Private Wealth Group
Georgia
$2.51K +$44 +7 +2%
TRCT
90
Tower Research Capital (TRC)
New York
$2.45K +$2.56K +409 New
SIS
91
Sound Income Strategies
Florida
$2.41K
CSC
92
Caldwell Sutter Capital
California
$1.7K
GCM
93
Gables Capital Management
Florida
$1.61K
SWM
94
SHP Wealth Management
Massachusetts
$1.26K +$1.32K +211 New
KFAS
95
Keating Financial Advisory Services
Kansas
$981 +$1.03K +164 New
IWM
96
Inlight Wealth Management
Georgia
$951 -$6 -1 -0.6%
MHIP
97
Mountain Hill Investment Partners
New Jersey
$734 +$13 +2 +2%
CMA
98
Cedar Mountain Advisors
Oregon
$490
SFS
99
Sunrise Financial Services
Washington
$419 +$439 +70 New
MCM
100
MAI Capital Management
Ohio
$353