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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
76
US Bancorp
Minnesota
$9.22K +$9.81K +1,774 New
SPIA
77
Steward Partners Investment Advisory
New York
$6.56K -$5.95K -1,077 -46%
IA
78
IFP Advisors
Florida
$6.02K +$138 +25 +2%
Bank of America
79
Bank of America
North Carolina
$5.48K -$101K -18,191 -95%
AG
80
AmeriFlex Group
Nevada
$4.44K
IWM
81
Inlight Wealth Management
Georgia
$3.49K +$3.71K +671 New
ADL
82
Asset Dedication LLC
California
$2.97K
SSB
83
Sandy Spring Bank
Maryland
$2.54K +$2.7K +488 New
SIS
84
Sound Income Strategies
Florida
$1.99K
CIBC Private Wealth Group
85
CIBC Private Wealth Group
Georgia
$1.77K -$1.75K -317 -44%
CSC
86
Caldwell Sutter Capital
California
$1.48K
Carson Wealth (CWM LLC)
87
Carson Wealth (CWM LLC)
Nebraska
$1K
WA
88
WPG Advisers
Maryland
$889 -$1.6K -289 -63%
PS
89
Principal Securities
Iowa
$872
MHIP
90
Mountain Hill Investment Partners
New Jersey
$601 +$17 +3 +3%
CMA
91
Cedar Mountain Advisors
Oregon
$426
MCM
92
MAI Capital Management
Ohio
$307
CCM
93
Coldstream Capital Management
Washington
$219 +$232 +42 New
Fidelity Investments
94
Fidelity Investments
Massachusetts
$146 +$155 +28 New
Wells Fargo
95
Wells Fargo
California
$7 -$50 -9 -90%
AF
96
Advisornet Financial
Minnesota
$7 +$6 +1 New
AIA
97
Absolute Investment Advisers
Florida
-$879K -169,300 Closed
PCMF
98
Private Capital Management (Florida)
Florida
-$732K -141,000 Closed
AWA
99
Arete Wealth Advisors
Illinois
-$472K -88,704 Closed
QL
100
Quarry LP
New York
-$342K -65,900 Closed