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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
76
Deutsche Bank
Germany
$57K +$10.9K +1,299 +24%
CFGS
77
Concourse Financial Group Securities
Alabama
$50K +$43.5K +5,166 +735%
Bank of America
78
Bank of America
North Carolina
$43K -$5.15K -611 -11%
Rockefeller Capital Management
79
Rockefeller Capital Management
New York
$39K +$38.1K +4,523 +23,805%
BWA
80
BDO Wealth Advisors
Florida
$36K +$27.2K +3,228 +352%
TRCT
81
Tower Research Capital (TRC)
New York
$27K +$26.1K +3,096 New
WAM
82
Wolverine Asset Management
Illinois
$26K -$61K -7,236 -70%
AF
83
Allworth Financial
California
$26K
CFD
84
Creative Financial Designs
Indiana
$20K
Citigroup
85
Citigroup
New York
$19K +$354 +42 +2%
PAM
86
Panagora Asset Management
Massachusetts
$17K
APA
87
American Portfolios Advisors
New York
$14.7K +$379 +45 +3%
GRP
88
Global Retirement Partners
California
$13K +$345 +41 +3%
NFG
89
Next Financial Group
Texas
$13K +$12.6K +1,492 New
HPC
90
HM Payson & Co
Maine
$9K
TCM
91
Tradewinds Capital Management
Washington
$5K
FHA
92
Flagship Harbor Advisors
Massachusetts
$3K
SIS
93
Sound Income Strategies
Florida
$3K
RG
94
Retirement Group
California
$3K +$76 +9 +3%
DI
95
Disciplined Investments
Oklahoma
$3K +$2.61K +310 New
CMA
96
Cedar Mountain Advisors
Oregon
$1K
SFS
97
Sowell Financial Services
Arkansas
$1K
AA
98
AlphaMark Advisors
Kentucky
$1K +$842 +100 New
BlackRock
99
BlackRock
New York
-$6.25M -775,934 Closed
Citadel Advisors
100
Citadel Advisors
Florida
-$6.03M -748,666 Closed