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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
51
Susquehanna International Group
Pennsylvania
$180K -$99.7K -17,007 -38%
Janney Montgomery Scott
52
Janney Montgomery Scott
Pennsylvania
$166K -$5.71K -974 -4%
BRWA
53
B. Riley Wealth Advisors
Florida
$155K
MML Investors Services
54
MML Investors Services
Massachusetts
$146K +$469 +80 +0.3%
KAS
55
Kestra Advisory Services
Texas
$136K -$11.6K -1,976 -8%
KWS
56
Keystone Wealth Services
California
$130K +$2.33K +398 +2%
AHL
57
Abel Hall LLC
Louisiana
$127K
Goldman Sachs
58
Goldman Sachs
New York
$123K +$114K +19,357 New
OCPWS
59
One Charles Private Wealth Services
Massachusetts
$110K
YCM
60
Yakira Capital Management
Connecticut
$99.4K -$435K -74,220 -83%
LI
61
LifeWealth Investments
Florida
$92.9K
CW
62
Channel Wealth
California
$90.3K -$14.7K -2,506 -15%
CIAS
63
Capital Investment Advisory Services
North Carolina
$83.5K +$1.24K +212 +2%
USCWA
64
U.S. Capital Wealth Advisors
Texas
$81.5K -$11.7K -2,000 -13%
Rockefeller Capital Management
65
Rockefeller Capital Management
New York
$81.1K +$74.9K +12,770 New
SI
66
Stephens Inc
Arkansas
$80.9K
Koshinski Asset Management
67
Koshinski Asset Management
Illinois
$73.8K
CFM
68
Catalyst Funds Management
Australia
$68.6K +$63.3K +10,800 New
BI
69
Bulldog Investors
New Jersey
$68K
ASN
70
Advisory Services Network
Georgia
$51.9K +$47.9K +8,171 New
Comerica Bank
71
Comerica Bank
Texas
$40.8K
LWMI
72
Legacy Wealth Management (Idaho)
Idaho
$33.3K -$194 -33 -0.6%
Carson Wealth (CWM LLC)
73
Carson Wealth (CWM LLC)
Nebraska
$24K +$21.4K +3,648 +3,685%
CFD
74
Creative Financial Designs
Indiana
$15K
KG
75
Kilter Group
New York
$13.7K +$12.6K +2,152 New