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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RFC
51
Regions Financial Corp
Alabama
$125K +$123K +7,817 New
PCM
52
Penserra Capital Management
California
$111K +$110K +6,981 New
MYIA
53
Mount Yale Investment Advisors
Colorado
$97K +$95.2K +6,036 New
AF
54
Allworth Financial
California
$49K
Citigroup
55
Citigroup
New York
$35K +$34.8K +2,204 New
AIM
56
Arcadia Investment Management
Michigan
$26K +$26.1K +1,656 New
MSA
57
Marino Stram & Associates
Massachusetts
$23K +$110 +7 +0.5%
SWP
58
Stratos Wealth Partners
Ohio
$16K +$15.6K +990 New
HI
59
Hudock Inc
Pennsylvania
$12K
MWM
60
MinichMacGregor Wealth Management
New York
$11K +$158 +10 +1%
TCM
61
Tradewinds Capital Management
Washington
$4K -$3.46K -219 Closed
MOS
62
MGO One Seven
Ohio
$3K
CFD
63
Creative Financial Designs
Indiana
$1K +$1.07K +68 New
MCM
64
Mainstay Capital Management
Michigan
$1K +$1.77K +112 New
SCM
65
Stonehill Capital Management
New York
-$10.1M -649,735 Closed
CAN
66
Cetera Advisor Networks
California
-$1.62M -104,406 Closed
Citadel Advisors
67
Citadel Advisors
Florida
-$767K -49,500 Closed
IA
68
Icon Advisers
Colorado
-$612K -39,499 Closed
Cetera Investment Advisers
69
Cetera Investment Advisers
Illinois
-$534K -34,469 Closed
LCG
70
Luxor Capital Group
New York
-$291K -18,806 Closed
Stifel Financial
71
Stifel Financial
Missouri
-$210K -13,613 Closed
Ameriprise
72
Ameriprise
Minnesota
-$187K -12,046 Closed
US Bancorp
73
US Bancorp
Minnesota
-$52K -3,331 Closed
CA
74
Calton & Associates
Florida
-$43K -2,770 Closed